證劵類畢業(yè)論文外文翻譯--香港證券交易所停牌、復(fù)牌、退市的制度-資料下載頁(yè)
2025-05-11 16:43本頁(yè)面
【導(dǎo)讀】此處為論文中文題目，閱后刪除此文本框。若交易所察覺(jué)上市發(fā)行人的股份的價(jià)格或成交量出現(xiàn)不尋常的波動(dòng)，又或報(bào)章出現(xiàn)。有關(guān)上市公司則必須立即回應(yīng)交易所的查詢。上市公司須履行他們?cè)凇渡鲜幸?guī)則》中的持續(xù)責(zé)任，及時(shí)地披露所有股價(jià)敏感資料，并確保這些資料能夠公平發(fā)布。如上市公司并不知悉有任何事宜或發(fā)展會(huì)導(dǎo)致、或可能。明該情況，有關(guān)公司毋須停牌。直至發(fā)行人符合所有有關(guān)的規(guī)定為止。關(guān)股份可在一個(gè)公平及市場(chǎng)已廣泛知悉有關(guān)消息的情況下進(jìn)行。要求上市公司于復(fù)牌買(mǎi)賣前發(fā)出公告。公正和聲譽(yù)；保障投資者；防止不當(dāng)行為充斥市場(chǎng)；及協(xié)助任何調(diào)查程序。查原因，這場(chǎng)災(zāi)難揭示了一系列“小”的問(wèn)題，這些問(wèn)題本身并不被視為是災(zāi)難性的。顯然沒(méi)有任何機(jī)制或制度，以檢測(cè)和避免這樣的小錯(cuò)誤的積累。交易所會(huì)根據(jù)主板《上市規(guī)則》第17項(xiàng)應(yīng)用指引所載的程。若上市公司未能在限期內(nèi)提交可行的復(fù)牌建議，將會(huì)進(jìn)入第三階段除
【正文】 edures. Where a listed issuer is placed to the second stage of the Delisting Procedures, it is given six months to submit a viable resumption proposal to the Exchange. The listed issuer will be placed to the third stage of the Delisting Procedures should it fail to submit a viable resumption proposal within the prescribed timeframe. Upon entering the third stage of the Delisting Procedures, the listed issuer will be given a final six months to submit a valid resumption proposal. Where no viable proposal has been received from the issuer for resumption of trading by the end of the third stage, its listing will be cancelled. The Exchange may also delist a Main Board pany in accordance with Main Board Listing Rule . Where the Exchange considers that a Main Board issuer or its business is no longer suitable for listing it will publish an announcement naming the issuer and specifying the period within which the issuer must have remedied those matters which have rendered it unsuitable for listing. Where appropriate the Exchange will suspend dealings in the securities of the issuer. If the issuer fails to remedy those matters within the period set out in the announcement, the Exchange will cancel the listing. Any proposals to remedy those matters will be treated as if they were an application for listing from a new applicant. Where the securities of a GEM issuer have been continuously suspended for a prolonged period without the issuer taking adequate action to obtain a restoration of the listing, the Exchange may cancel their listing. Where the Exchange proposes to exercise its right to cancel a listing, it will usually give the GEM issuer a period (ordinarily, six months) to remedy those matters that have given rise to the Exchange’s proposal to cancel the listing. On the expiry of the specified period, the Exchange may give notice to cancel the listing with immediate effect or, where the issuer has responded with proposals satisfactory to the Exchange, may exercise its discretion to extend the period within which the issuer is expected to have remedied those matters that have given rise to the Exchange’s proposal to cancel the listing. Issuers, either on the Main Board or GEM, whose assets consist wholly or substantially of cash or shortdated securities will not normally be regarded as suitable for listing (except where the issuer is an “investment pany” as referred to in Chapter 21 of the Main Board Listing Rules or is solely or mainly engaged in the securities brokerage business) and trading of their securities will be suspended by the Exchange. The issuer may apply to the Exchange to lift the suspension once it has a business suitable for listing. The Exchange will treat its application for lifting of the suspension as if it were an application for listing from a new applicant. The Exchange reserves the right to cancel the listing if such suspension continues for more than 12 months or in any other case where it considers it necessary.
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