金融監(jiān)管競(jìng)爭(zhēng)、沖突與協(xié)調(diào)-資料下載頁(yè)
2025-06-24 01:36本頁(yè)面
【正文】 n (1998), Art. . See also Joint Forum, CrossSectoral Comparison of Core Principles (2001), at 13. [8] 參見楊勇：《金融集團(tuán)法律問題研究》，北京大學(xué)出版社2004年版，第195頁(yè)。Elizabeth F. Brown, Why the United States Needs a Single Financial Services Agency, 14 U. Miami Bus. L. Rev. 1, 5257 (2005). [9] 世界銀行的抽樣調(diào)查顯示，從1990年到2001年，金融集團(tuán)在銀行業(yè)的市場(chǎng)份額從53%增加到71%，在證券業(yè)的市場(chǎng)份額從54%增加到63%，在保險(xiǎn)業(yè)的市場(chǎng)份額從41%增加到70%。See Jos233。 de Luna Mart237。nez amp。 Thomas A. Rose, International Survey of Integrated Financial Sector Supervision, World Bank Policy Research Working Paper 3096 (July 2003), at 10. [10] See IOSCO, Principles for the Supervision of Financial Conglomerates (1992), at 3。 Joint Forum, Supervision of Financial Conglomerates (1998), at 64。 European Commission, Directive 2002/87/EC (Financial Conglomerate Directive) (2002), Art. 2. [11] Charles Goodhart, et al., Financial Regulation: Why, How and Where Now? Routledge, 1998, at 148, 156. [12] See Roberta S. Karmel, Functional Regulation, 501 Practicing Law Inst./ Corp 9, 9 (1985). [13] 參見楊勇：《金融集團(tuán)法律問題研究》，前注8, 第190頁(yè)?！ 14] GLBA第二章章名即為“功能監(jiān)管”。See GLBA, 113 Stat. 1338 (1999), Title 2. [15] James A. Leach, Modernization of Financial Institutions, 25 Iowa J. Corp. L. 681, 688 (2000). [16] GLBA, 167。111. [17] See Mart237。nez amp。 Rose, International Survey of Integrated Financial Sector Supervision, supra note 9, at 2。 Brown, Why the United States Needs a Single Financial Services Agency, Supra note 8, at 9293. [18] See Brown, Why the United States Needs a Single Financial Services Agency, Supra note 8, Part V (at 7487). [19] 參見諾頓：《全球金融改革視角下的單一監(jiān)管者模式：對(duì)英國(guó)FSA經(jīng)驗(yàn)的批判性重估》，前注5，第544頁(yè)?！ 20] 有15個(gè)國(guó)家參加此項(xiàng)調(diào)查。See Jos233。 de Luna Mart237。nez amp。 Thomas A. Rose, International Survey of Integrated Financial Sector Supervision, supra note 9, at 10. [21] See Jonathan R. Macey, The Business of Banking: Before and After GrammLeachBliley, 25 Iowa J. Corp. L. 691, 709 (2000). [22] Id., at 69899, 707. [23] See Mart237。nez amp。 Rose, International Survey of Integrated Financial Sector Supervision, supra note 9, at 9 (). [24] 參見諾頓：《全球金融改革視角下的單一監(jiān)管者模式：對(duì)英國(guó)FSA經(jīng)驗(yàn)的批判性重估》，前注5，第567頁(yè)。 [25] See Sundeep Tucker, FSA Examines Governance of Retail Investment Fund Sector, Fin. Times, May 7, 2004。 Eilis Ferran, Do Financial Supermarkets Need Super Regulators: The United Kingdom’s Experience in Adopting the Single Financial Regulator Model, 28 Brooklyn J. Int39。l L. 257 (2003), n133, 135. [26] See Mart237。nez amp。 Rose, International Survey of Integrated Financial Sector Supervision, supra note 9, at 3132. [27] See Donato Masciandaro, Financial Supervision Architectures and the Role of Central Banks, 18 Transnat39。l Law. 351, 36768 (2005). [28] 參見中國(guó)人民銀行《2006年中國(guó)金融市場(chǎng)發(fā)展報(bào)告》總論(2007年5月)，載，最后訪問于2007年6月4日?！ 29] See Mart237。nez amp。 Rose, International Survey of Integrated Financial Sector Supervision, supra note 9, at 12. [30] 參見廖凡、王斯曼：《略論人民銀行與銀監(jiān)會(huì)監(jiān)管職能的劃分與協(xié)調(diào)》，載《金融法苑》2003年第8期，第5354頁(yè)?！ 31] See Greenspan, Financial Reforms and the Importance of a Decentralized Banking System, supra note 4. [32] 參見郭靂：《中國(guó)銀行業(yè)創(chuàng)新與發(fā)展的法律思考》，北京大學(xué)出版社2006年版，第5572頁(yè)。26 / 2
高考資料相關(guān)推薦
鄂ICP備17016276號(hào)-1