【導(dǎo)讀】A.dignity.B.petence.C.integrity.D.humility.A.integrity,petence,anddignity.B.honesty,professionalism,andgoodwill.A.petence.B.designation.A.actwithintegrity,petence,anddignity.procedures?

　　

【正文】 D. Using factual information published by a recognized financial statistics reporting service without acknowledgment. D Question ID: 27316 All of the following violate Standard II(C) – Prohibition against Plagiarism EXCEPT: A. using excerpts from reports prepared by others with minor word changes without acknowledgment. B. citing quotes attributable to investment experts without specific references. C. copying a proprietary puterized spreadsheet without seeking authorization from their creators. D. presenting factual information published by recognized statistical reporting services without acknowledgment. D Standard II(C) – Prohibition against Plagiarism permits using recognized sources of factual information such as Standard amp。 Poor’s Corporation and Moody’s Investors Service without acknowledgment. Question ID: 10637 According to the AIMR Standards of Professional Conduct, which of the following statements about the prohibition against plagiarism is most correct? The prohibition against plagiarism applies to written materials: A. and telemunications only. 16 B. and oral munications only. C. oral munications, and telemunications. D. only. C The prohibition against plagiarism applies to all three areas. Question ID: 10619 All of the following statements in promotion of your services are in violation of the AIMR Standards of Practice handbook EXCEPT: A. I guarantee under my management that you will receive returns in excess of the market index average. B. based upon my research, you will achieve a 20% pound annual rate of return on small cap stocks over the next 5 years. C. I passed all three levels of the CFA Program on the first try. D. I passed Level II of the CFA Program in 2020. D Question ID: 27319 During 2020, Nancy Arnold received an undergraduate business degree with a management major and pleted all requirements for the CFA designation imposed by AIMR. She is applying for employment at several brokerage firms. Her resume states, ―I was given the CFA charter in 2020 by the Association of Investment Management and Research.‖ Her resume also states that she graduated ―with honors‖ and majored in finance. Her grade point average was but ―with honors‖ requires a grade point average. Which of the following statements about Standard II(A) – Use of Professional Designation and Standard II(B) – Professional Misconduct – is TRUE? Arnold: A. did not violate either Standard II(A) or Standard II(B). B. violated Standard II(B) but she did not violate Standard II(A). 17 C. violated both Standard II(A) and Standard II(B). D. violated Standard II(A) but she did not violate Standard II(B). C Arnold violated Standard II(A) because charterholders are not given the CFA designation but are awarded the right to use the CFA designation. Arnold also violated Standard II(B) because her claims that she graduated ―with honors‖ and as a finance major show a lack of honesty. Question ID: 27322 Ted Willis received his CFA designation in 1995 and was employed as an investment counselor until 1999. During the past year several years, Willis has been out of work because of a serious illness. He also failed to pay his annual AIMR dues during 2020. Willis has now recovered and accepted a position with an investment advisory firm. His new business card says, “Ted Willis, CFA.” As part of his job with his new firm, Willis uses PowerPoint174。 to make presentations to groups of prospective clients. He obtained some of these PowerPoint174。 slides from web sites, but removed the copyright notice before showing the slides to prospective clients. Which of the following statements about Standard II(A) – Use of Professional Designation and Standard II(C) – Prohibition against Plagiarism is TRUE? Willis: A. violated Standard II(A) but he did not violate Standard II(C). B. violated both Standard II(A) and Standard II(C). C. did not violate either Standard II(A) or Standard II(C). D. violated Standard II(C) but he did not violate Standard II(A). B Willis violated Standard II(A) because his right to use the CFA designation was suspended when he stopped paying AIMR dues. Thus, he can no longer use the CFA designation on his business card. Willis also violated Standard II(C) because he was guilty of plagiarism. He inappropriately used copyrighted material, which provided the impression that such material was his own. Question ID: 10628 18 Timothy Hooper, CFA, is a security analyst at an investment firm. In his spare time, Hooper serves as a volunteer for City Pride, which collects clothes for the homeless. Hopper has occasionally given some of the clothes to his friends or sold the clothes instead of returning all of the clothing to City Pride. City Pride discovers what he has been doing and dismisses him. Later, City Pride learns that other volunteer anizations have dismissed Hooper for similar actions. Has Hooper violated Standard II(B) on professional misconduct in the AIMR Standards of Professional Conduct? A. No, because Hooper39。s conduct is unrelated to his professional activities as a security analyst. B. No, because Hooper volunteers his services to City Pride. C. Yes. D. No, because Hooper has not been previously convicted of a misdemeanor or felony. C Hooper violated Standard II(B) because he repeatedly engaged in conduct that indicates a disrespect for the law. This violation occurred despite the fact that his offenses do not relate directly to his professional activities. Question ID: 10640 Which of the following is NOT a violation of Standard II? A. Using factual information published by recognized financial and statistical reporting services without acknowledgment. B. Presenting statistical forecasts prepared by others with the source