投資金融基金jv研究(1)(編輯修改稿)
2025-01-20 21:30 本頁面
【文章內(nèi)容簡介】 ays One week Give the Promise letter to CSRCApproval of establishment by CSRCGive the Promise letter to the Stock ExchangeApply to establishment to CSRCApply to open to CSRCApproval of opening Establishment19CapitalChinaItemn Market introducen Market Competitionn Invest Structuren Schedule of setupn Schedule of fund issuancen Business Scopen Corporate Governancen Financial Forecast20CapitalChinaSchedule of Fund IssuanceFund exchange Apply to prepare to issuance Fund collection Financing check up6 months 6 months 6 months 10 workdays Draft of fund contract, draft of fund trusteeship contract, fund collection illuminate, finance statement of FMC, legal opinion letter etc. Approve FMC prepare to issuance, or explain the reason of unapprovedApplication to CSRC Publicize collection illuminate before 3 days Legal institution make the report21CapitalChinaItemn Market introducen Market Competitionn Invest Structuren Schedule of setupn Schedule of fund issuancen Business Scopen Corporate Governancen Financial Forecast22CapitalChinaBusiness Scopen FundsManagementn EstablishFundsn FundsRegistrationn FundsDistribution23CapitalChinaBusiness Scope Investment Fieldn Stocksn Liquid market value More than 400 billion RMB n 1,259 list paniesn Nearly 70 million investorsn Second only to Japan stocks market in Asian Bondsn More than 40 billion bonds can be exchanged n Moarytoolsn Central bank bills, mercial bills, CDs etc.24CapitalChinaBusiness Scope Forbidden Fieldn Security Distributionn Buy and sell other funds (except with special approval of the State Council) n Buy and sell affiliates’ stock or bondn Carried illegal security exchange businessn Loan or Warranty to othersn Others25CapitalChinaItemn Market introducen Market Competitionn Invest Structuren Schedule of setupn Schedule of fund issuancen Business Scopen Corporate Governancen Financial Forecast26CapitalChinaCorporate GovernanceOrganization ChartCEOInvestment Dep.Finance Dep,Trustee Dep.SupervisorBODRD Dep.IT Dep.Admin. Dep.Fund Manager27CapitalChinaCorporate GovernanceIndependent Directorn The amount of independent directors shall be more than the directors appointed by the largest shareholder.n Independent Directors shall take up at least 1/3 of the board of directorsn Independent Directors can be appointed by at most 3 fund panies at o
教學(xué)課件相關(guān)推薦
鄂ICP備17016276號-1