【正文】 ....................................... 6 3. 運行規(guī)則及監(jiān)控 方式 ........................................................................................ 7 證券投資基金 直銷業(yè)務(wù)流程、運行規(guī)則、監(jiān)控方式及相關(guān)技術(shù)系統(tǒng) 37 二、 開立交易賬戶 .................................................................................................. 9 1. 業(yè)務(wù)概述 ......................................................................................................... 9 2. 業(yè)務(wù)流程 ......................................................................................................... 9 3. 運行規(guī)則及監(jiān)控方式 ...................................................................................... 10 三、 基金賬戶資料的變更 ...................................................................................... 12 1. 業(yè)務(wù)概述 ....................................................................................................... 12 2. 業(yè)務(wù)流程 ....................................................................................................... 12 3. 運行規(guī)則及監(jiān)控方式 ...................................................................................... 13 四、 基金賬戶卡的掛失補辦 .................................................................................. 15 1. 業(yè)務(wù)概述 ....................................................................................................... 15 2. 業(yè)務(wù)流程 ....................................................................................................... 15 3. 運行規(guī)則監(jiān)控方式 ......................................................................................... 16 五、 交易賬戶卡的掛失補辦 .................................................................................. 17 1. 業(yè)務(wù)概述 ....................................................................................................... 17 2. 業(yè)務(wù)流程 ....................................................................................................... 17 3. 運行規(guī)則監(jiān)控方式 ......................................................................................... 18 六、 基金賬戶凍結(jié)與解凍 ...................................................................................... 19 1. 業(yè)務(wù)概述 ....................................................................................................... 19 2. 業(yè)務(wù)流程 ....................................................................................................... 19 3. 運行規(guī)則及監(jiān)控方式 ...................................................................................... 21 七、 基金賬戶的注銷 ............................................................................................. 22 1. 業(yè)務(wù)概述 ....................................................................................................... 22 2. 業(yè)務(wù)流程 ....................................................................................................... 22 3. 運行規(guī)則及監(jiān)控方式 ...................................................................................... 23 八、 基金賬戶資料的查詢 ...................................................................................... 24 1. 業(yè)務(wù)概述 ....................................................................................................... 24 證券投資基金 直銷業(yè)務(wù)流程、運行規(guī)則、監(jiān)控方式及相關(guān)技術(shù)系統(tǒng) 38 2. 業(yè)務(wù)流程 ....................................................................................................... 25 3. 運行規(guī)則及監(jiān)控方式 ...................................................................................... 25 第三節(jié) 直銷交易管理業(yè)務(wù)流程及規(guī)則 ...................... 26 一、 認購 .............................................................................................................. 26 1. 業(yè)務(wù)概述 ....................................................................................................... 26 2. 業(yè)務(wù)流程 ....................................................................................................... 26 3. 運行規(guī)則及監(jiān)控方式 ...................................................................................... 28 二、 申購 .............................................................................................................. 31 1. 業(yè)務(wù)概述 ....................................................................................................... 31 2. 業(yè)務(wù)流程 ....................................................................................................... 31 3. 運行規(guī)則及監(jiān)控方式 ...................................................................................... 33 三、 贖回 .............................................................................................................. 35 1. 業(yè)務(wù)概述 ....................................................................................................... 35 2. 業(yè)務(wù)流程 ....................................................................................................... 36 3. 運行規(guī)則及監(jiān)控方式 ...................................................................................... 37 四、 分紅方式的變更 ............................................................................................. 41 1. 業(yè)務(wù)概述 ....................................................................................................... 41 2. 業(yè)務(wù)流程 ....................................................................................................... 42 3. 運行規(guī)則及監(jiān)控方式 ...................................................................................... 43 五、 轉(zhuǎn)托管 ........................................................................................................... 45 1. 業(yè)務(wù)概述 ....................................................................................................... 45 2. 業(yè)務(wù)流程 ....................................................................................................... 45 3. 運行規(guī)則及監(jiān)控方式 ...................................................................................... 46 六、 非交易過戶業(yè)務(wù) ............................................................................................. 48 1. 業(yè)務(wù)概述 ...............................