【正文】 1 / 78分類號 密級 中 國 地 質 大 學（北京）工程碩士學位論文地質勘查施工項目風險分級管理研 究 生： 張 揚 專 業(yè)： 安全工程 研 究 方 向 安 全 管 理 工 程 導 師 姓 名： 呂建國 職 稱： 教授 企 業(yè) 導 師： 張曉東 職 稱： 高級工程師 2022 年 5 月A Dissertation Submitted toChina University of Geosciences for Master of Engineering DegreeManagement of construction project risk classification of geological explorationMaster Candidate: Zhang YangMajor: safty engineeringStudy Orientation:Dissertation Supervisor: JianguoAssociate Supervisor:senior XiaodongChina University of Geosciences (Beijing ) 1 / 78聲 明本人聲明所呈交的論文是我個人在導師指導下進行的研究工作及取得的研究成果。盡我所知，除了文中特別加以標注和致謝的地方外，論文中不包含其他人已經發(fā)表或撰寫過的研究成果，也不包含為獲得中國地質大學或其它教育機構的學位或證書而使用過的材料。與我一同工作的同志對本研究所做的任何貢獻均已在論文中作了明確的說明并表示了謝意。 簽 名： 日 期： 關于論文使用授權的說明本人完全了解中國地質大學有關保留、使用學位論文的規(guī)定，即：學校有權保留送交論文的復印件，允許論文被查閱和借閱；學?？梢怨颊撐牡娜炕虿糠謨热荩梢圆捎糜坝?、縮印或其他復制手段保存論文?！豕_ □保密（____年） (保密的論文在解密后應遵守此規(guī)定 )簽 名： 導師簽名： 日 期： 摘 要目前，我國正處在經濟持續(xù)、健康、快速發(fā)展時期，對于礦產資源的需求量逐年加大，礦產勘查投人連創(chuàng)新高，勘查經費快速增長，加速增長的營業(yè)利潤和健康發(fā)展的地礦經濟將礦產市場和地勘工作帶出低谷。作為基礎產業(yè)和基礎工作的地質勘察是國家建設經濟、發(fā)展國防和基礎建設不可或缺的。地質勘查施工是一個多工種、多工序互相協(xié)作配合的系統(tǒng)工程，勘查施工項目多在人煙稀少、高海拔、交通通信不便、地理和氣象條件復雜的地區(qū)，具有作業(yè)分散、點多線長、高度流動的特點，安全管理難度大，加之多年來地勘單位對勘查施工項目始終采用較為單一的粗放型安全管理模式，施工過程中潛在的不安全因素較多，如不加強防范管控，隨之而來的各類事故和傷害事件在損害職工生命安全的同時也會導致國家財產蒙受損失。為幫助地勘單位改進項目安全管理模式，實現風險分級管理，同時為提高安全管理效率提供科學的方法和手段，本文首先介紹了地質勘查項目施工的基本程序和分項工程，以事故致因理論為基礎從人的不安全行為、物的不安全狀態(tài)、不良的環(huán)境條件和管理缺陷四個方面對地質勘查施工項目存在的危險源進行了辨識分析，結合施工特點對地質勘查項目施工中的物體擊打、車輛事故、機器傷害、起重損害、電擊、溺亡、火患、高處掉落、中毒和窒息等9種事故的規(guī)律進行了研究，然后根據安全系統(tǒng)工程理論從人、技、物、環(huán)、管五個方面對地質勘查綜合安全評價指標進行了提煉，確定了26個綜合安全評價指標，利用層次分析法并通過專家咨詢、收集資料和實際調研確定了各綜合安全評價指標的權重，建立了安全風險評價模型，最后根據風險評價模型制訂了地質勘查項目風險評分表，劃分了安全風險等級，并結合工程實際應用評估結果從安全工程技術、安全教育和安全管理三個方面制訂了對策措施。本文的研究成果對把握地質勘查安全事故規(guī)律，改進安全管理模式，提高安全管控質量，維護職工安全健康，幫助減少事故發(fā)生有著積極作用，為地質勘查綜合安全分析和風險分級管理奠定了理論基礎。關鍵詞:地質勘查；危險源；風險評價；指標；分級；管理；對策ABSTRACTAt present, China is in a period of sustained, healthy and economic development rapidly, the demand for mineral resources is increasing year by year, mineral exploration investment hit record highs, exploration funds rapid growth, accelerate the growth of the business profits and healthy development of the mining economy will mineral market and geological prospecting work out of the doldrums. As the basic industry and basic work in geological survey is an integral part of national economic construction, the development of national defense and the infrastructure construction. Geological prospecting construction is a multidisciplinary, multi process collaboration with system engineering, exploration and construction projects in the sparsely populated, high altitude, traffic inconvenience, geographical and meteorological conditions in plex area, the work is distributed, multi points and long distance, high mobility, security management difficult, bined with many years of geological prospecting units on the exploration construction project always uses extensive safety management mode, more potential unsafe factors in the process of construction, all kinds of accidents and injuries in the event that damage the lives and safety of workers will also lead to the loss of state property if not strengthen the prevention control.In order to help the geological prospecting units to improve project safety management mode, implement risk management, provide the scientific methods and means to improve the efficiency of security management, this paper firstly introduces the geological survey project construction of the basic procedures and sub project, the accident causing theory from four aspects of human unsafe behavior, physical environment conditions and management defects unsafe state, poor exploration risk source construction project for the existence of identification analysis of geology, bined with the construction characteristics of geological exploration project in the construction of objects striking, vehicle accidents, injuries, lifting machine damage, shock, drowning, fire, high fall, poisoning and asphyxia of 9 accidents the rules were studied, then from the people, technology, material, ring, pipe index of prehensive safety evaluation was refined on geological exploration in five aspects according to the theory of safety system engineering, the 26 prehensive safety evaluation index, using the analytic hierarchy process and the expert consultation, collecting data and practical investigation to determine the weight of each index prehensive safety evaluation, established a security risk evaluation model, finally according to the risk assessment model for geological exploration project wind risk score table, dividing the security level of risk, and bining with the practical engineering application of evaluation from three aspects of safety engineering technology, safety education and safety management measures.The results of this study to grasp the geological regularity of safety accidents, improve safety management mode, improve the safety management quality, maintenance worker safety and health, help reduce accidents have a positive role, establish the theory base for the geological exploration prehensive safety analysis and risk management.Keywords: geological exploration。 risk source。 risk assessment。 index。 classification。 management。 countermeasure.目 錄 論 ??????????????????????????????????????????????????????????????????????????????????????????????????????????????????? 1 研究的背景以及研究的意義 ????????????????????????????????????????????????????????????????????????? 1 地質勘查施工項目安全管理現狀 ????????????????????????????????????????????????????????????????? 3 地質勘查施工安全評價研究現狀 ????????????????????????????????????????????????????????????????? 6 論文研究的思路及方法 ????????????????????????????????????????????????????????