【正文】 scalping 自主評(píng)級(jí)(銀行) Individual rating(banking)自由兌換 free convertibility 自由增購率 “trading only” stocks 自行結(jié)算 selfclearing 自行結(jié)算參與者 Self Clearing Participant(SCP)自律監(jiān)管機(jī)構(gòu) selfregulatory organisation。 Mergers Panel(SFC)收購建議 offer 早市 morning session 有形資產(chǎn)凈值 net tangible assets 有抵押權(quán)證 collateralised warrant 有限制牌照銀行 restricted licence bank 有限責(zé)任公司 limited liability pany 有條件協(xié)議 conditional agreement 有條件現(xiàn)金收購/要約 conditional cash offer 有資產(chǎn)支持的債務(wù)證券 assetbacked securities(ABS)有擔(dān)保的賣空交易 covered short selling 《有關(guān)申報(bào)賣空活動(dòng)及備存證券借出紀(jì)錄規(guī)定的指引》(證監(jiān)會(huì)) Guidance Note for Short Selling Reporting and Stock Lending Record Keeping Requirements(SFC)《有關(guān)在互聯(lián)網(wǎng)上提供財(cái)經(jīng)資訊的通告 ─ 發(fā)牌規(guī)定》(證監(jiān)會(huì)) Circular on Provision of Financial Information on the Internet ─ Licensing Requirements(SFC)《有關(guān)改善規(guī)管上市事宜的建議諮詢文件》 Consultation Paper on Proposals to Enhance the Regulation of Listing 《有關(guān)改善規(guī)管上市事宜的建議諮詢總結(jié)》 Consultation Conclusions on Proposals to Enhance the Regulation of Listing 有關(guān)長時(shí)間停牌公司之報(bào)告 Prolonged Suspension Status Report 《有關(guān)建議加強(qiáng)監(jiān)督核數(shù)師的公眾利益活動(dòng)及成立財(cái)務(wù)匯報(bào)檢討委員會(huì)的諮詢文件》 Consultation Paper on the Proposals to Enhance the Oversight of the Public Interest Activities of Auditors and Establish a Financial Reporting Review Panel 有關(guān)創(chuàng)業(yè)板內(nèi)地發(fā)行人監(jiān)管合作事宜之換文 Letter of Exchanges regarding regulatory cooperation for mainland panies to be listed on GEM 《有關(guān)無紙化證券市場的建議運(yùn)作模式的諮詢文件》 Consultation Paper on a Proposed Operational Model for a Scripless Securities Market 有關(guān)發(fā)行人延遲公布業(yè)績之報(bào)告 Status Report on Issuers39。takeover。ine。payoff 回報(bào)率 rate of return 回補(bǔ)機(jī)制 claw back mechanism 回應(yīng)時(shí)間 response time 回購 buyback(cf repurchase agreement)回購協(xié)議 repurchase agreement(repo)回購權(quán)證 call warrant 在交易所買賣的期權(quán) traded option 在建工程 constructioninprogress 地區(qū)性指數(shù)認(rèn)購權(quán)證 regional index call warrant 多工作站 multipleworkstations 多工作站系統(tǒng) Multiworkstation System(MWS)多批交收處理程序 batch settlement run 多種貨幣買賣 multicurrency trading 多頭* long position。mission rebate。consolidation。noforcing order。execution facilities 交易單位 trading unit 交易費(fèi) Trading Fee 交易量 trading capacity 《交易運(yùn)作程序 ─ 期權(quán)買賣交易所參與者專用》 Operational Trading Procedures for Options Trading Exchange Participants 交易對(duì)手 counterparty 交易征費(fèi) Transaction Levy 交易柜位 trading booth 交易轉(zhuǎn)移(期權(quán)) trade giveups(options)交易議價(jià)板 Bulletin Board 交錯(cuò)到期組合 staggering maturities 企業(yè)狙擊手 corporate raider 企業(yè)資訊資料庫 Enterprise Information Database 企業(yè)管治 corporate governance 企業(yè)管治工作小組 Working Group on Corporate Governance 《企業(yè)管治常規(guī)守則及企業(yè)管治報(bào)告征求意見草擬本》 Exposure of Draft Code on Corporate Governance Practices and Corporate Governance Report 企業(yè)融資協(xié)會(huì) The Corporate Finance Association(CFA)《企業(yè)融資顧問操守準(zhǔn)則》(證監(jiān)會(huì)) Corporate Finance Adviser Code of Conduct(SFC)先進(jìn)先出 first in, first out(FIFO)全面收購建議 general offer 全面披露 full disclosure 全面結(jié)算參與者 General Clearing Participant(GCP)全面豁免 blanket waiver。 Market Shares Report 交易所參與者證明書 Exchange Participant Certificate 交易所國際自動(dòng)報(bào)價(jià)系統(tǒng)(英國) Stock Exchange Automated Quotations System for International Equities(SEAQI)(UK)《交易所規(guī)則》 Rules of the Exchange 交易所買賣之期權(quán) exchange traded option 交易所買賣基金 exchange traded fund 交易流通速度 turnover velocity 交易能力 trading capacity 交易商 dealer 交易圈 / 交易場 pit。trading hall 交易工作站 trading workstation 交易及交收委員會(huì) Trading and Settlement Committee 交易及結(jié)算綜合系統(tǒng) integrated trading and clearing system 交易日 trading day 交易日表 trading calendar 交易市場 secondary market 交易系統(tǒng)使用費(fèi)(現(xiàn)貨市場) trading tariff(cash market)《交易所（特別征費(fèi)）條例》 Exchanges(Special Levy)Ordinance 《交易所及結(jié)算所（合并）條例》 Exchanges and Clearing Houses(Merger)Ordinance 交易所另項(xiàng)交易系統(tǒng)(英國) Stock Exchange Alternative Trading System(SEATS)(UK)交易所自動(dòng)報(bào)價(jià)系統(tǒng)(英國) Stock Exchange Automated Quotations System(SEAQ)(UK)交易所參與者 Exchange Participant 《交易所參與者及聯(lián)交所交易權(quán)持有人名錄》 List of Exchange Participants amp。cross trade。open interest 未完成買賣盤 outstanding order 未能履行責(zé)任 default 未償或然負(fù)債 outstanding contingent liabilities 未償還借款 outstanding loan 未繳足股份 partlypaid share 未繳股款股權(quán) nilpaid rights 未繳款供股權(quán) nilpaid rights 本地生產(chǎn)總值 gross domestic product(GDP)《本地注冊認(rèn)可機(jī)構(gòu)的企業(yè)管治指引》(金管局) Guideline on Corporate Governance of Locally Incorporated Authorized Institutions(HKMA)《本地注冊認(rèn)可機(jī)構(gòu)披露財(cái)務(wù)資料》(金管局) Financial Disclosure by Locally Incorporated Authorized Institutions(HKMA)正股 underlying stock 正常買賣盤差額 normal order imbalance 正常運(yùn)行比率 uptime 母公司 parent pany。trading ahead 打和點(diǎn) breakeven point 未分派溢利/利潤 undistributed profits 未分配溢利/利潤 unappropriated profits 未平倉合約 open contract。cover。authorised clerk 加權(quán)指數(shù) Weighted Index(Taiwan Stock Exchange)加速折舊 accelerated depreciation 包銷 underwrite 包銷承擔(dān)凈值 net underwriting mitment 包銷商 underwriter 包銷銀團(tuán) underwriting syndicate 北京產(chǎn)權(quán)交易所 China Beijing Equity Exchange 另項(xiàng)投資市場(英國) Alternative Investment Market(AIM)(UK)另選登記服務(wù) optional registration service 另類投資 alternative investment 「只限長倉」期權(quán)經(jīng)紀(jì) Long Only Brokers for Options(LOBO)可分派溢利 distributable profit 可用年限 useful life 可行性研究 feasibility study 可轉(zhuǎn)換/可換股可贖回票據(jù) convertible redeemable note 可轉(zhuǎn)換/可換股票據(jù) convertible note 可轉(zhuǎn)換/可換股債券 convertible bond 可轉(zhuǎn)換/可換股證券 convertible securities 可轉(zhuǎn)讓票據(jù) negotiable instrument 可贖回股份 redeemable share 臺(tái)灣創(chuàng)新成長企業(yè)類股 Taiwan Innovative Growing Entrepreneurs(TIGER)臺(tái)灣期貨交易所 Taiwan Futures Exchange(TAIFEX)臺(tái)灣證券交易所 Taiwan Stock Exchange Corporation 臺(tái)灣證券集中保管公司 Taiwan Securities Central Depository Company Limited 外部核數(shù)師 external auditor 外圍市場 fringe market 外債 sovereign debt 外匯風(fēng)險(xiǎn) foreign exchange exposure 外匯基金投資有限公司 Exchange Fund Investment Limited(EFIL)《外匯基金條例》 Exchange Fund Ordinance 外匯基金票據(jù) Exchange Fund Bill 外匯基金債券 Exchange Fund Note(EFN)外匯掉期 forex swap 外匯期權(quán) forex option 外匯管制 exchange control 外聘核數(shù)師 external auditor 外資股(中國內(nèi)地) foreign share(Mainland China)外幣折算風(fēng)險(xiǎn) currency translation exposure 失責(zé) default 失責(zé)人士 defaulter 失責(zé)追收供款 default recovery contribution 失實(shí)陳述 misrepresentation 《失實(shí)陳述條例》 Misrepresentation Ordinance 失職行為 misconduct 市盈率 price/earnings ratio(P/E)市值 market value。top up placing 以披露為本 disclosurebased 以物易物的虛晃交易 banner barter transaction 以股代息 dividend in specie。stoploss order 牛市 bull market 主承銷商* lead underwriter 主板 main board 主要主管(創(chuàng)業(yè)板) principal supervisor(GEM)主要交易 major transaction 主要股東 major shareholder。open offer 公開認(rèn)購 offer for subscription 公開譴責(zé) public censure 公開權(quán)益 disclosure of interests 《公認(rèn)會(huì)計(jì)原則》 Generally Accepted Accounting Principles(GAAP)公積金計(jì)劃 Provident F