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香港合規(guī)顧問(wèn)聘用合同(英文版)(參考版)

2025-08-13 05:38本頁(yè)面
  

【正文】 or(ii) if no date is specified or the date specified is less than seven days after the date on which notice is given, the date falling seven days after notice of any such change has been given.11. Announcements(a) Subject to subparagraph (b), no announcement concerning the subject matter of this letter shall be made by either the Company or the Compliance Adviser (or by any of the directors, officers or agents) without the prior written approval of the Company or the Compliance Adviser (as the case may be), which approval shall not be unreasonably withheld or delayed.(b) Each party to this letter may make an announcement concerning the subject matter of this letter or any ancillary matter if and to the extent:(i) required by law or regulation or any order of a court of petent jurisdiction。 and(iii) if sent by facsimile or by enclosing copy duly signed notice, when dispatched.(c) The relevant addressee and facsimile number of each party hereto for the purposes of this letter, subject to subparagraph (d), are:Name of partyAddressFacsimile No. amp。 or(ii) operate as a waiver thereof.(b) The single or partial exercise of any right, power or remedy under this letter shall not preclude any other or further exercise thereof or the exercise of any other right, power or remedy.(c) The rights, powers and remedies provided in this letter are cumulative and not exclusive of any rights, powers and remedies provided by law.9. Entire agreement(a) This letter constitutes the whole and only agreement between the Company and the Compliance Adviser relating to the appointment of the Compliance Adviser in accordance with the requirements of Rule of the Listing Rules and extinguishes any prior drafts, agreements, undertakings, representations, warranties and arrangements of any nature whatsoever, whether or not in writing, relating thereto (Precontractual Statements). Each party acknowledges that in entering into the agreement contained in this letter on the terms set out herein it is not relying upon any Precontractual Statements which is not expressly set out herein and shall not have any right of action (except for fraud) in connection with any Precontractual Statements except to the extent it is repeated in this letter.(b) This letter may only be varied in writing signed by the Company and the Compliance Adviser.10. Notices(a) Any notice, request or other munication given or made under or in connection with the matters contemplated by this letter shall be in writing and shall, unless otherwise specified, be in English or Chinese.(b) Any such notice or other munication shall be addressed as provided in subparagraph (c) and, if so addressed, shall be deemed to have been duly received by the other party as follows:(i) if sent by personal delivery, upon delivery at the address of the relevant party。(ii) the Company shall be entitled at any time thereafter, to assume the defence thereof, to settle or promise such action or claim and to appoint legal advisers in connection with such claim as the Company sees fit。 or any new securities issue or share repurchase and (ii) substantial involvement of the Compliance Adviser’s time and effort. In any such case, a fee will have to be separately agreed between the Company and the Compliance Adviser, in the event the Company appoints the Compliance Adviser to provide advice other than in its capacity as a pliance adviser on the abovementioned transactions. Notwithstanding the above, the Company reserve the right to appoint other advisers to provide the services required by the Company should it wish to do so. 5. Confidentially and Disclosure of Information(a) The Compliance Adviser undertakes to keep confidential and to procure its associates (as defined under the Listing Rules), directors and staff to keep confidential any information which is provided to it or its associates by or on behalf of the Company and which is not publicly available and not to disclose and to procure that its associates, directors and staff will not disclose such information to third parties, otherwise than in accordance with the Company’s prior written instructions.(b) Disclosure will be permitted as required by law or any relevant regulatory authority in any relevant jurisdiction and the Compliance Adviser shall, to the extent required by law or any relevant authority, be entitled to disclose any information, and/or to produce any documents, relating to the Company’s business or affairs provided that the Compliance Adviser will, before making any required disclosure, notify the Compan
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