【正文】
of a significant event is likely to have a relatively large effect on the trading prices of a pany39。s securities and derivatives, and the investors have yet to be informed, the listed pany shall timely make a disclosure。and state the cause, the current status and the likely effect of the significant event referred in the preceding paragraph shall include:(1)a significant change in the business direction and scope of business of the pany。(2)a significant property investment or acquisition decision made by the pany。(3)a major contract concluded by the pany that may significantly affect the assets, liabilities, rights and interests and business results of the pany。(4)a significant debt incurred by the pany for liability in default or liability for pensation and the inability to pay off the significant amount of debt incurred that is due and owing。(5)a heavy financial deficit or loss suffered by the pany。(6)a significant change to the external conditions of production business operations of the pany。(7)a change in the directors, onethird or more of the supervisors or managers。or the chairman or managers39。 inability to perform their duties。(8)a substantial change to the shareholders holding 5% or more of the pany39。s shares, the pany39。s de facto controllers or the control of the pany。(9)a capital reduction, merger, division, dissolution or bankruptcy application decision of the pany。or the mencement of bankruptcy proceedings by the pany or the order for closure of the pany pursuant to law。(10)a revocation or invalidity declaration pursuant to law of a resolution passed by the board of directors or a general meeting for a major pany matter in litigation or arbitration。(11)an investigation of the pany by the relevant authorities for an alleged violation of law or regulation, or the imposition of a criminal penalty or severe administrative penalty on the pany。or an investigation of any of the pany39。s directors, supervisors or senior management personnel by the relevant authorities for an alleged violation of law or regulation, or the imposition of an enforcement measure。(12)newly promulgated laws, rules, regulations or industry policies that may significantly affect the pany。(13)relevant resolutions on the issuance of new shares, any other refinancing scheme or share option scheme passed by the board of directors。(14)a ruling by the court on the prohibition of transfer of shares held by a controlling shareholder。or where the shares of any shareholder with 5% or more of the pany39。s shares have been pledged, frozen, put into judicial auction or receivership, placed under a trust, or the voting rights of such shares have been restricted pursuant to law。(15)a seal, seizure, freezing, mortgage or pledge of the main assets。(16)a suspension of the main or entire business operations。(17)a significant guarantee provided to an external party。(18)a receipt of largesum government subsidies that may yield extra gains, and which, significantly affects the assets, liabilities, rights and interests or business result of the pany。(19)a change in accounting policies or accounting estimates。(20)a correction ordered by the relevant authorities or decided by the board of directors, for errors or false information disclosed or a failure to disclose in a previous period。and(21)any other circumstance stipulated by the 31 A listed pany shall perform, the duty of information disclosure of a significant event, as soon as any of the following circumstances arise:(1)when the board of directors or board of supervisors pass a resolution on the significant event。(2)when the relevant parties conclude a letter of intent or agreement in respect of the significant event。or(3)when the directors, supervisors or senior management personnel bee aware and report the significant listed pany shall timely disclose the status of all relevant matters and risk factors which may affect the development of the significant event where any of the following circumstances occur before the events mentioned in the preceding paragraph:(1)keeping the significant event confidential is difficult。(2)the significant event has been divulged or a rumour thereto surfaces in the market。or(3)trading activity in the securities and derivatives of the pany is 32 Where the listed pany has disclosed a significant event and the disclosure may develop or change the trading prices of a listed pany39。s securities and derivatives substantially, the development or change and the likely effect must be disclosed 33 Where a significant event as mentioned under Article 30, occurring to a subsidiary controlled by a listed pany, may substantially affect the trading prices of the listed pany39。s securities and derivatives, the listed pany shall have a duty to disclose the a significant event occurring to a joint stock pany of a listed pany may substantially affect the trading prices of the listed pany39。s securities and derivatives, the listed pany shall have a duty to disclose the 34 Where any acquisition, merger, division, issuance of shares, share buyback or other conduct involving a listed pany may result in a significant change to the total share capital, shareholders or de facto controllers of the listed pany, the information disclosure obligors shall perform reporting and announcement obligations and disclose the changes in rights and interests pursuant to 35 A listed pany shall monitor any unusual trading activity in the securities and derivatives of the pany and media reports on the any unusual securities and derivatives trading activity or media news may significantly affect trading of the pany39。s securities and derivatives, the listed pany shall timely gather the facts from the relevant parties and make written queries where controlling shareholders, de facto controllers of the listed pany and other persons acting in concert shall timely and accurately notify the listed pany of any proposed equity tr