【正文】 ..................................212 （四）目標(biāo)規(guī)模 ..........................................................................................................................213 （五）存續(xù)期限 ..........................................................................................................................214 （六）封閉期 ...............................................................................................................................214 （七）開放期 ...............................................................................................................................214 （八）推廣時(shí)間 ..........................................................................................................................214 （九）每份集合計(jì)劃面值和參與價(jià)格 .....................................................................................214 （十）風(fēng)險(xiǎn)收益特征 ..................................................................................................................214 （十一）適合推廣對(duì)象和參與集合計(jì)劃最低金額 ................................................................214 （十二）推廣機(jī)構(gòu)和推廣方式 .................................................................................................215 （十三）管理人自有資金參與 .................................................................................................215 第 3 部分 集合計(jì)劃有關(guān)當(dāng)事人介紹 ................................................................... 31 （一）管理人 ................................................................................................................................. 31 （二）托管人 ................................................................................................................................. 31 （三）推廣機(jī)構(gòu) ............................................................................................................................ 32 （四）管理人與托管人關(guān)系的說明 ........................................................................................... 32 第 4 部分 設(shè)立推廣期間委托人參與集合計(jì)劃 ..................................................... 41 （一）集合計(jì)劃的推廣日期 ........................................................................................................ 41 （二）推廣期每份集合計(jì)劃的參與價(jià)格 ................................................................................... 41 （三）推廣期參與集合計(jì)劃份額的計(jì)算 ................................................................................... 41 （四）推廣期參與集合計(jì)劃的參與費(fèi)率 ................................................................................... 41 （五）推廣期參與集合計(jì)劃的參與費(fèi)用、凈參與金額及參與份額計(jì)算 ............................. 41 （六）參與方式、程序及最終確認(rèn) ........................................................................................... 43 （七）暫停和拒絕參與的情形 ................................................................................................... 43 （八）提前結(jié)束推廣期的情形 ................................................................................................... 43 第 5 部分 集合計(jì)劃的成立 ................................................................................. 51 （一）集合計(jì)劃的成立條件和時(shí)間 ........................................................................................... 51 集合資產(chǎn)管理計(jì)劃說明書 （二）集合計(jì)劃設(shè)立失敗 ............................................................................................................ 51 （三）集合計(jì)劃存續(xù)期內(nèi)的份額限制 ....................................................................................... 51 第 6 部分 投資理念與投資策略 .......................................................................... 61 第 7 部分 投資決策與風(fēng)險(xiǎn)控制 ...................................................................... 77 第 8 部分 投資限制及禁止行為 ........................................................................ 815 （一）投資限制 ..........................................................................................................................815 （二）禁止行為 ..........................................................................................................................815 第 9 部分 集合計(jì)劃賬戶與資產(chǎn) .......................................................................... 91 （一）集合計(jì)劃賬戶的開立與管理 ........................................................................................... 91 （二）集合計(jì)劃資產(chǎn)構(gòu)成 ............................................................................................................ 91 （三）集合計(jì) 劃資產(chǎn)的管理與處分 ........................................................................................... 91 第 10 部分 集合計(jì)劃的資產(chǎn)估值 ........................................................................ 101 （一）資產(chǎn)總值 ..........................................................................................................................101 （二）資產(chǎn)凈值 ..........................................................................................................................101 （三）份額凈值 ..........................................................................................................................101 （四）估值目的 ..........................................................................................................................101 （五）估值對(duì)象 ..........................................................................................................................101 （六）估值日 ...............................................................................................................................101 （七）估值方法 ..........................................................................................................................101 （八）估值程序 ..........................................................................................................................103 （九）估值錯(cuò)誤與遺漏的處理 .................................................................................................103 （十）差錯(cuò)處理 ..........................................................................................................................103 （十一）暫停披露凈值的情形 ........................