證券交易外文翻譯-全文預(yù)覽
【正文】 idity Large liquidity fund advisers would provide information on the types of assets in each of their liquidity fund39。 investments in financial institutions. 中文譯文 B 私募基金的系統(tǒng)性風(fēng)險(xiǎn)報(bào)告 背景 在多德 弗蘭克法建立了監(jiān)測(cè)風(fēng)險(xiǎn)的美國(guó)金融體系的穩(wěn)定的目的 FSOC。信息報(bào)告表將一直保密。 商品期貨交易委員會(huì)定投就共同提出這些報(bào)告要求的明天。大型私人基金顧問(wèn)將包括 10 億美元的對(duì)沖基金顧問(wèn)，“流動(dòng)性基金”（即未經(jīng)注冊(cè)的貨幣市場(chǎng)基金），或私募基金所管理的資產(chǎn)。 大型私人基金顧問(wèn) 面積較小的私人基金顧問(wèn)將文件表格公積金一年只有一次，并將有關(guān)報(bào)告只是他們的基本信息告知私人資金。提交報(bào)告的重點(diǎn)將取決于對(duì)私募基金的顧問(wèn)管理類(lèi)型： 大型對(duì)沖基金顧問(wèn)將報(bào)告匯總的基礎(chǔ)上就按資產(chǎn)類(lèi)別，地域集中和周轉(zhuǎn)風(fēng)險(xiǎn)的信息。 。 大量的流動(dòng)性基金顧問(wèn)將提供有關(guān)資產(chǎn)的方式對(duì)他們的流動(dòng)性基金的投資組合，每年某些信息有關(guān)的基金的風(fēng)險(xiǎn)概況，并在何種程度上基金有與所有或投資方面遵守政策公司法的有關(guān)規(guī)定登記的主要貨幣市場(chǎng)基金。規(guī)模較小的對(duì)沖基金管理顧問(wèn)亦報(bào)告有關(guān)基金策略，交易對(duì)手的信用風(fēng)險(xiǎn)，交易和結(jié)算機(jī)制的使用信息。 該委員會(huì)預(yù)計(jì)，大多數(shù)私募基金顧問(wèn)將被視為面積較小的私人顧問(wèn)，但該基金提供更詳細(xì)的信息相對(duì)有限數(shù)量的大型顧問(wèn)將代表所管理的行業(yè)資產(chǎn)的大多數(shù)。 擬議的報(bào)告要求 根據(jù)建議的報(bào)告要求，私募基金顧問(wèn)會(huì)按大小劃分為兩大類(lèi)：大顧問(wèn)和較小的顧問(wèn)。由此產(chǎn)生的形式在許多方面類(lèi)似于外國(guó)金融監(jiān)管機(jī)構(gòu)進(jìn)行的大型對(duì)沖基金顧問(wèn)調(diào)查。為了協(xié)助這一進(jìn)程 FSOC 中，多德，弗蘭克法指導(dǎo)委員會(huì)顧問(wèn)，以收集對(duì)沖基金，并作為 FSOC 的系統(tǒng)性風(fēng)險(xiǎn)評(píng)估所必需的其他私人資金的信息。s principal rule concerning registered money market funds (Rule 2a7). Large private equity fund advisers would respond to questions focusing primarily on the extent of leverage incurred by their funds39。 附錄 B Private Fund Systemic Risk Reporting Background The DoddFrank Act established FSOC for the purpose of monitoring risks to the stability of the US financial system. Working with other regulators, FSOC will gather information from many sectors of the financial system for this purpose. In order to assist FSOC in this process, the DoddFrank Act directs the Commission to collect information from advisers to hedge funds and other private funds as necessary for Foss’s assessment of systemic risk. To implement this requirement, the Commission is proposing a new reporting form (Form PF) that would be filed periodically by investment advisers that are registered under the Advisers Act and manage one or more private funds. Information reported on Form PF would remain confidential In formulating this proposal, the Commission collaborated with th
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