證券交易外文翻譯-閱讀頁(yè)
2024-11-22 21:34本頁(yè)面
【正文】 monitor a significant portion of private fund assets while reducing the amount of reporting for private fund advisers. Smaller private fund advisers would file Form PF only once a year and would report only basic information regarding the private funds they advise. This would include information regarding leverage, credit providers, investor concentration and fund performance smaller advisers managing hedge funds would also report information about fund strategy, counterparty credit risk and use of trading and clearing mechanisms. Large Private Fund Advisers Large private fund advisers would file Form PF on a quarterly basis and would provide more detailed information than smaller advisers the focus of the reporting would depend on the type of private fund that the adviser manages: Large hedge fund advisers would report on an aggregated basis information regarding exposures by asset class, geographical concentration and turnover. In addition, for each managed hedge fund having a asset value of at least $500 million, these advisers would report certain information relating to that fund39。s portfolios, certain information relevant to the risk profile of the fund, and the extent to which the fund has a policy of plying with all or aspects of the Investment Company Act39。 portfolio panies, the use of bridge financing, and their funds39。 工作與其他監(jiān)管機(jī)構(gòu)， FSOC 將聚集來(lái)自為此金融系統(tǒng)的許多部門的信息。 為了實(shí)現(xiàn)這一要求，委員會(huì)提出了一項(xiàng)新的報(bào)告表格（表格公積 金），將定期投資顧問(wèn)根據(jù)登記法和管理一個(gè)或多個(gè)私人資金的顧問(wèn)提出。 在制定這項(xiàng)建議，該委員會(huì)聯(lián)同英國(guó)金融服務(wù)管理局和證券委員會(huì)國(guó)際組織的其他成員。此外，廣泛咨詢委員會(huì)與代表的 FSOC 其他成員的工作人員。如果商品期貨交易委員會(huì)批準(zhǔn)的聯(lián)合提案，私募基金，同時(shí)也是注冊(cè)為商品匯集經(jīng)營(yíng)者或商品交易顧問(wèn)將提交表格公積金與美國(guó)商品期貨交易委員會(huì)與義務(wù)遵守某些報(bào)告說(shuō)，美國(guó)商 品期貨交易委員會(huì)將對(duì)顧問(wèn)。報(bào)告的信息量和報(bào)告的頻率將取決于該顧問(wèn)小組所屬。所有其他私募基金顧問(wèn)將被視為面積較小的私人基金顧問(wèn)。因此，這個(gè)門檻將使 FSOC 監(jiān)視私人基金資產(chǎn)的重要部分，同時(shí)減少對(duì)私人基金顧問(wèn)報(bào)告的數(shù)量。這將包括有關(guān)杠桿，信貸提供者，投資者和基金集中表現(xiàn)。 大型私募基金顧問(wèn)將文件每季表格 PF 和將提供更多的比小顧問(wèn)的詳細(xì)信息。此外，每個(gè)管理的對(duì)沖具有在至少 5 億美元基金的凈資產(chǎn)值，這些顧問(wèn)將某些信息報(bào)告有關(guān)該基金的投資，杠桿，風(fēng)險(xiǎn)及流動(dòng)性。 大型私人股本基金顧問(wèn)將回答問(wèn)題重點(diǎn)是其基金投資的公司，橋梁融資的方式，和他們的資金在金融機(jī)構(gòu)的投資產(chǎn)生杠桿作用的程度為主
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