【正文】 Ingredient Supplier Audit Reportv8 CONFIDENTIAL Ingredient Supplier Audit Report Product Type: FRUIT PUREE , FRUIT PUREE AND FRUIT GRANULES 、 果漿 和果粒等 Company: Company Name: ****果蔬汁 有限公司 **** FRUIT amp。 VEGETABLE JUICE CO., LTD. Address: ? Street address ? City and ZIP code ? COUNTRY Plant name: 1****, , P. R. CHINA **** **** Plant Contact Person: ? Phone number ? Email address Plant Manager： MR. XU. Date: January 8, 2020 Prepared by: Mr. P. CONFIDENTIAL *****, P. R. China Jan. 8, 2020 Page 2 of 27 Ingredient Supplier Audit Reportv8 Summary of Audit Audit Scope This plant audit is a part of the CocaCola supplier authorization program. The purpose of this visit is to assess the capability of the supplier to deliver products according to the CocaCola standards / specifications and to build confidence on the quality of the supplied goods. The detailed audit scope includes: Production and warehousing operation for Orange, Kumquat and sugar cane juice concentrates Audit Attendees Mr. P, TCCC Global Quality Mr. X, General Manager **, Shanghai CPS Mr. L, Quality Manager Conclusion The facility receives an overall rating of Meets Requirements with Conditions for Kumquat Juice, Orange Juice and sugar cane Juice Concentrates. 本廠獲得“條件性通過”，此評級針對橘汁，橙汁和甘蔗濃縮汁 This rating is based on the assessment of pliance to requirements, as stated in the Supplier Expectations Brochure, the General and Specific Audit Modules, US Juice HACCP 120 and US Bioterrorism laws. CONFIDENTIAL *****, P. R. China Jan. 8, 2020 Page 3 of 27 Ingredient Supplier Audit Reportv8 Corrective Action response A correction action response to the findings noted in the report is due back to the auditor by March 3, 2020 所有的在報告中的整改措施需要在零八年三月三日前反饋給審核員 Comments ? The Jan 8, 2020 audit of the facility was TCCC’s second visit to the facility. A technical visit pleted in November 2020 highlighted several improvements. As of this audit, all requested improvements have been pleted. 于一月八日對廠進行 第二次 審核 。上次技術訪問與 2020年十一月完成，并提出一些需要改進的方面。 這些問題均已經改正。 ? Operations are currently in a rented building. Long term plans are to move to a larger location as business grows. The quality system is documented but not ISO certified. They facility does have the new required Chinese export certificates. The CIQ HACCP certificate has been applied for. 現(xiàn)在生產于租用的建筑內。長遠來說，他將會隨著業(yè)務的增長而搬入另一個更大的廠區(qū)。已有文件化的質量體系，但是還沒有 ISO鑒定。此廠擁有 中國出口證。已經在申請 CIQ的HACCP證書 ? Main production is for OJC. The facility has 5 FMC extractors with a “TASTE” evaporator. Citrus pulp is also produced in the facility. The current pulp recovery system would not meet TCCC’s requirements. The facility is capable of several other types of juice and concentrates in small volumes on an order basis. A list of the potential products has been forwarded to GPamp。T. The pleted supplier capability form will be posted to the database. 主要生產橙濃縮汁。廠區(qū)有 5臺 FMC榨汁機，一臺 TASTE的蒸發(fā)器。橙茸也在此廠區(qū)內生產，但是現(xiàn)有的橙茸回收系統(tǒng)不能達到可口可樂的要求。廠區(qū)有能力生產各種其他的果汁和小量的濃縮汁（一訂單為依據）。關于潛在的產品清單已經交給 GPamp。能力表將會貼在數(shù)據庫內。 ? No allergens were observed on the site. 現(xiàn)場沒有過敏源 ? The facility HACCP system was reviewed for Kumquat and sugar cane juice, and appears effective. Several minor corrections are required to meet the US Juice HACCP regulation. 金和甘蔗汁生產工藝的 HACCP計劃已被瀏覽并認為為有效文件。僅有很小的一部分需要改正以符合美國果汁 HACCP法規(guī) ? EU GMO Statements are available upon request. 歐盟 GMO 聲明已有 CONFIDENTIAL *****, P. R. China Jan. 8, 2020 Page 4 of 27 Ingredient Supplier Audit Reportv8 Audit Finding Summary Category Critical High Potential Improvement Repeat Not Audited Quality Systems 質量體系 1 Quality Programs 質量程序 2 Supplier Guiding Principles 供應商操作指南 1 Purchased Materials/Services 采購原料 /服務 1 Process Monitoring and Control: 生產監(jiān)控和控制 Finished Product Management: 成品管理 1 Food Safety (HACCP) 6 Chemical Residue and Contamination Control 農藥殘留和污染控制 Traceability 追溯 1 Scientific and Regulatory Affairs 技術和調整事宜 X Change Control Management Process 控制管理程序的改變 1 Auditor Access 供應商訪問 X Security: 安全 1 Legal Contracts 法律合同 X Compliance with Laws 法律符合性 X Confidentiality 保密性 X Code of Business Conduct 商業(yè)行為指南 X Audit Findings CONFIDENTIAL Section Risk Non conformance Corrective Action Plan Assigned To Targeted Completion Date ****, P. R. China Jan. 8, 2020 Page 5 of 27 Ingredient Supplier Audit Report v8 Section A Quality Systems: “Suppliers must have an effectively implemented quality system that ensures consistent delivery of highquality products and services to the CocaCola system (The CocaCola Company and its bottling partners).” 質量體系：供應商必須具有有效 貫徹 質量體系來確認 可口可樂體系（可口可樂公司和它的瓶裝廠）持續(xù)的收到高質量的產品和服務 Quality System IO This is a renovated facility. All documents in the quality system have been issued in the previous 6 months. Procedure effectiveness will need to be verified at the end of the current processing season. 這是一個革新的廠區(qū)。所有的質量體系文件在過去三個月中完成編寫。程序的有效性將被驗證 在這個榨季以后。 Section B Quality Programs: “Suppliers must effectively implement the quality programs outlined in this section as part of their quality system.” 質量體系： 供應商必須有效的形成質量程序，并將其作 為其質量體系的一部分 Equipment Design 設備設計 IO All gear drives use food grade oil. Several drive motors do not have a catch pan under the motor which can divert any oil or lubrica