【正文】 ip dividend 以股換股 share exchange 以信息披露為重 disclosurebased 以按金形式繳付的期權(quán)金 margined premium 以現(xiàn)金折算的息股證 cash settled ELI 以責(zé)務(wù)變更的方式進(jìn)行凈額結(jié)算 netting by novation 以最佳價(jià)格 / 條件執(zhí)行交易的原則 principle of best execution 以報(bào)價(jià) / 開盤帶動(dòng) quotedriven 以買賣盤帶動(dòng) orderdriven 以監(jiān)管機(jī)構(gòu)評(píng)審為本 meritbased 出市代表 / 出市員 floor trader。capitalisation 市值租金 market rental 市場(chǎng)失當(dāng)行為審裁處 Market Misconduct Tribunal 市場(chǎng)占有率 market share 市場(chǎng)定價(jià) price discovery 市場(chǎng)波幅 market volatility 市場(chǎng)架構(gòu)改革統(tǒng)籌委員會(huì) Coordinating Committee on Market Structure Reform 市場(chǎng)風(fēng)險(xiǎn) market risk 市場(chǎng)氣氛 market sentiment 市場(chǎng)參與者 market participant 市場(chǎng)從業(yè)員 market practitioner 市場(chǎng)敏感資料 marketsensitive information 市場(chǎng)深度 market depth 《市場(chǎng)統(tǒng)計(jì)月報(bào)》 Monthly Market Statistics 市場(chǎng)價(jià)格厘定 price discovery 市場(chǎng)數(shù)據(jù)傳送專線 Market Datafeed 市場(chǎng)操縱；市場(chǎng)操縱行為 market manipulation 市場(chǎng)總值 market capitalisation 市場(chǎng)闊度 breadth of the market 市價(jià)計(jì)值按金 marktomarket margin 市價(jià)盤 market order 市價(jià)總值 market capitalisation平均每日成交額 average daily turnover平均價(jià)盤 average value order平倉(cāng) close out。position squaring平倉(cāng)交易 closing transaction平倉(cāng)合約 closing contract平倉(cāng)價(jià) exit price平買入倉(cāng)(期權(quán)) closing buy(options)平價(jià)(期權(quán)) parity(options)平價(jià)期權(quán) atthemoney option平賣出倉(cāng)(期權(quán)) closing sale(options)平衡項(xiàng)目 balancing item平衡價(jià)格 equilibrium price平衡價(jià)值 parity value 扒頭交易 front running。open position。holding pany 永久債券 perpetual bond 用戶代號(hào) User ID 用戶接納測(cè)試 / 用戶接收測(cè)試 user acceptance test(UAT)用戶終端設(shè)施 user access 「用者自付」原則 “user pay” principle 申報(bào)期 reporting period 申報(bào)會(huì)計(jì)師 reporting accountant 立約成價(jià) contracted price 交叉買賣 / 交叉盤買賣 crossed trade。crossing 交叉盤系統(tǒng) crossing system 交付 delivery 交收上限 settlement cap 交收日 settlement date 交收指示 settlement instruction(SI)「交收指示」交易 settlement instruction transaction 交收指示狀況報(bào)告(中央結(jié)算系統(tǒng)) SI Status Report(CCASS)交收指示的交易 SI transaction 交收指示活動(dòng)報(bào)告(中央結(jié)算系統(tǒng)) SI Activity Report(CCASS)交收指示整批傳送(中央結(jié)算系統(tǒng)) Settlement Instruction Batch Upload(CCASS)交收風(fēng)險(xiǎn) settlement risk 交收?qǐng)?bào)告(中央結(jié)算系統(tǒng)) Settlement Report(CCASS)交收期 settlement period 交收銀行 settlement bank 交收積壓 settlement backlog 交投呆滯 slow trading 交投活躍 active market 交投淡靜 quiet trading 交投疏落 light trading 交投暢旺 heavy trading 交易大堂 trading floor。 Holders of Stock Exchange Trading Rights 《交易所參與者市場(chǎng)占有率報(bào)告》 Exchange Participants39。trading pit 交易設(shè)施 trading facilities。general waiver 全面攤薄每股盈利 fully diluted earnings per share 全球期貨交易系統(tǒng) Globex 全國(guó)社會(huì)保障基金 National Social Security Fund 全國(guó)電子交易系統(tǒng)(中國(guó)內(nèi)地) National Electronic Trading System(NETS)(Mainland China)全部完成或放棄買賣盤 allornone order 全資附屬公司 whollyowned subsidiary 全數(shù)執(zhí)行或立刻取消 FillorKill(FOK)全額或取消 FillorKill(FOK)全權(quán)代客買賣賬戶 discretionary account 全權(quán)委托戶口 discretionary account 全權(quán)委托盤 discretionary order。order at discretion 全權(quán)信托 discretionary trust 全權(quán)管理人 discretionary manager 共用代理人(中央結(jié)算系統(tǒng)) mon nominee(CCASS)「共用代理人」股票 “mon nominee” share certificate 共用軟件 shareware 共同抵押品管理系統(tǒng) Common Collateral Management System(CCMS)共同風(fēng)險(xiǎn)管理系統(tǒng) Common Risk Management System 再貼現(xiàn) rediscount 印花稅 stamp duty 《印花稅條例》 Stamp Duty Ordinance 印花稅署署長(zhǎng) Collector of Stamp Revenue 合成工具 synthetics 合成期權(quán) synthetic option 合成認(rèn)購(gòu)期權(quán)長(zhǎng)倉(cāng) synthetic long call 合并 amalgamation。merger 合并有形資產(chǎn)凈值 bined net tangible assets 合并與收購(gòu) mergers and acquisitions 合約互惠基金 contractual mutual fund 合約股數(shù) contract size 合約乘數(shù) contract multiplier 合約規(guī)格 contract specifications 合約單位 contract unit 合格交付 good for delivery 合格境內(nèi)機(jī)構(gòu)投資者 Qualified Domestic Institutional Investor(QDII)合格境外機(jī)構(gòu)投資者 Qualified Foreign Institutional Investor(QFII)合資企業(yè) joint venture 合資合同 joint venture contract 合資格主管 Eligible Supervisor 合資格機(jī)構(gòu)買家 qualified institutional buyer 合資格證券 eligible securities 合營(yíng)企業(yè) joint venture 同日行使 same day exercise 同系附屬公司 / 同集團(tuán)附屬公司 fellow subsidiary 名義匯率 nominal exchange rate 吊銷資格令 disqualification order 回升 rally 回本期 payoff period 回扣 / 回傭 rebate。submission 回收期 payoff period 回抽傭金 submission 回報(bào) return。bull position 《如何撰寫清楚易明的公布》(刊物)(證監(jiān)會(huì)) How to Create Clear Announcements(publication)(SFC)存貨 inventory 存款公司公會(huì) The DepositTaking Companies Association 存管代理人 depository nominee 存管處及共用代理人系統(tǒng) Depository and Common Nominee System(DNS)孖展 margin 孖展客戶 margin client 孖展買賣 margin trading 孖展融資 margin financing 孖展覆蓋率 margin coverage ratio 賬目 annual accounts 年報(bào) annual report 年結(jié)日 balance sheet date 成本效益 cost effectiveness 成交紀(jì)錄 trading record 成交單 / 成交單據(jù) / 買賣單據(jù) contract note 成交調(diào)整 trade amendment 成交額比率 turnover ratio 扣減率 discount rate 收市后交易 afterhours dealing 收市后資料傳送服務(wù) Endofday Trade Data File Transfer Service 收市差額繳款 dayend marks 收市價(jià) closing price 收市盤 attheclose order 收取內(nèi)幕消息人士 tipper 收取即日差額繳款機(jī)制 intraday marks collection mechanism 收益 revenue。gain 收益率 yield 收益率曲線 yield curve 收益圖 payoff diagram 收款代理 receiving agent 收款銀行 receiving bank 《收款銀行在新股發(fā)行中扮演的角色指引》(金管局) Guideline on Role of the Receiving Bank in New Share Issues(HKMA)收費(fèi) charge 收費(fèi)結(jié)構(gòu) charging structure 收緊信貸 credit squeeze 收盤價(jià) closing price 收購(gòu) acquisition。buyout / buyout 收購(gòu)上訴委員會(huì)(證監(jiān)會(huì)) Takeovers Appeal Committee(SFC)收購(gòu)及合并委員會(huì)(證監(jiān)會(huì)) Takeovers amp。 Delay in Releasing Results Announcement 《有關(guān)電子交易條例內(nèi)適用于成交單據(jù)的規(guī)定的指引》(證監(jiān)會(huì)) Guidance Note on the Application of the Electronic Transactions Ordinance to Contract Notes(SFC)《有關(guān)對(duì)保薦人及獨(dú)立財(cái)務(wù)顧問(wèn)監(jiān)管的諮詢文件》 Consultation Paper on the Regulation of Sponsors and Independent Financial Advisers 《有關(guān)對(duì)保薦人及獨(dú)立財(cái)務(wù)顧問(wèn)監(jiān)管的諮詢總結(jié)》 Consultation Conclusions on the Regulation of Sponsors and Independent Financial Advisers 《有關(guān)監(jiān)管證券及期貨的網(wǎng)上交易諮詢文件》 Consultation Paper on the Regulation of OnLine Trading of Securities and Futures 有關(guān)暫時(shí)停牌公司之報(bào)告 Temporary Suspension Status Report 《有關(guān)賦權(quán)證券及期貨事務(wù)監(jiān)察委員會(huì)代表公司提出衍生訴訟的建議諮詢文件》 Consultation Paper on the Proposal to Empower the Securities and Futures Commission to Initiate a Derivative Action on Behalf of a Company 次要控制人 minority controller 老鼠倉(cāng)活動(dòng) rat trading。selfregulating organisation 自動(dòng)行使(期權(quán)) automatic exercise(options)自動(dòng)配對(duì)股份 automatched stock 自動(dòng)對(duì)盤及成交系統(tǒng)（自動(dòng)對(duì)盤系統(tǒng)） Automatic Order Matching and Execution System(AMS)自動(dòng)對(duì)盤系統(tǒng)未完成買賣盤紀(jì)錄 AMS order book 自動(dòng)對(duì)盤系統(tǒng)第二終端機(jī) AMS Second Terminal 自動(dòng)熒幕交易系統(tǒng) automated screen trading system(AST system)自動(dòng)暫緩交易機(jī)制 circuit breaker 自發(fā)性收購(gòu) management buyout(MBO)自置光纖線路 private fibre optical circuit 自營(yíng)買賣 proprietary trading 行 hong 行使 exercise 行使方式 exercise style 行使日 exercise day(E day)行使后按金 marginafterexercise 行使期 / 行使時(shí)限 exercise period 行使價(jià) strike price(opti