【正文】 衍生工具 digital signature 數(shù)碼簽署 director 董事 dispute 爭(zhēng)議disqualification order 取消資格令 document文件duty of disclosure 披露責(zé)任 employee 雇員equity derivatives 股本衍生工具 equity linked instruments 股票掛鉤票據(jù) equity securities 權(quán)益證券 equivalent corporation 等同法團(tuán) equivalent shares 相等股份 every officer of it who is in default 其每名違責(zé)的高級(jí)人員Exchange Company 交易所公司 exchange contract 交易所合約 Exchange Fund 外匯基金 Exchange Fund Bill 外匯基金票據(jù) Exchange Fund Note 外匯基金債券 exchange participant 交易所參與者exchange participant‘s representative 交易所參與者代表 exchange traded fund 交易所買賣基金exchange traded funds market maker 交易所買賣基金莊家 excluded clients 豁除客戶 excluded interests 豁除權(quán)益 excluded liabilities 豁除負(fù)債 excluded person 豁除人士 executive 執(zhí)行人員 executive director 執(zhí)行董事 executive officer 主管人員exempted body 獲豁免團(tuán)體；豁免團(tuán)體 existing client 原有客戶 expert 專家 FH fee 費(fèi)用financial acmodation 財(cái)務(wù)通融 financial product 金融產(chǎn)品financial resources rule 財(cái)政資源規(guī)則 financial statement 財(cái)務(wù)報(bào)表 financial year 財(cái)政first public announcement date 首次公開宣告日期 floating losses 浮動(dòng)虧損 floating profits 浮動(dòng)利潤(rùn) foreign currency 外幣foreign exchange agreement 外匯協(xié)議 foreign exchange trading 外匯交易 foreign intermediary 外地中介人former associated entity of an intermediary 中介人的前有聯(lián)系實(shí)體former licensed corporation 前持牌法團(tuán) founder 成立人fraudulent misrepresentation 欺詐的失實(shí)陳述 free delivery basis 信用交付形式 function 職能futures adviser 期貨顧問 futures broker 期貨經(jīng)紀(jì) futures consultant 期貨顧問 futures contract 期貨合約 futures dealer 期貨交易商Futures Exchange Company 期交所Futures Exchange Compensation Fund期交所賠償基金 futures market 期貨市場(chǎng) Futures Market Maker 期貨莊家futures nonclearing dealer 期貨非結(jié)算交易商 futures or options clearing house 期貨或期權(quán)結(jié)算所 GEM 創(chuàng)業(yè)板gross foreign currency position 外幣總持倉(cāng)量group of panies 公司集團(tuán) guaranteed 作出擔(dān)保guilty of misconduct 犯失當(dāng)行為 haircut amount 扣減數(shù)額 haircut percentage 扣減百分率 HKEC 交易結(jié)算公司 HKFECC 期貨結(jié)算公司 HKIAC 仲裁中心 HKSCC 香港結(jié)算公司 hold 持有holding pany 控股公司Hong Kong Exchange Fund 香港外匯基金 Hong Kong register 香港登記冊(cè) IM incorporated 成立；成立為法團(tuán) indirect controller 間接控制人 information 信息；資料；消息 information system 信息系統(tǒng) initial margin requirement 規(guī)定開倉(cāng)保證金 initial stabilizing action 初步穩(wěn)定價(jià)格行動(dòng) initial stabilizing price 初步穩(wěn)定價(jià)格 insider dealing 內(nèi)幕交易 inspector 審查員Insurance Authority 保險(xiǎn)業(yè)監(jiān)督 insurer 保險(xiǎn)人 interest 權(quán)益interest rate swap agreement 掉期息率協(xié)議 intermediary 中介人 inthemoney amount 價(jià)內(nèi)值 investigator 調(diào)查員investment manager 投資經(jīng)理 Investor Compensation Company 投資者賠償公司 invitation 邀請(qǐng) issue 發(fā)出issued equity share capital 已發(fā)行權(quán)益股本 issuer 發(fā)行人 judge 法官judicial or other proceedings 司法或其它法律程序law of insolvency 破產(chǎn)清盤法 legal officer 律政人員 lender 借出人leveraged foreign exchange contract 杠桿式外匯交易合約leveraged foreign exchange trader 杠桿式外匯交易商 leveraged foreign exchange trading 杠桿式外匯交易 levy 征費(fèi) licence 牌；牌照 licensed 獲發(fā)牌；持牌 licensed corporation 持牌法團(tuán) licensed person 持牌人licensed representative 持牌代表 linked corporation 相連法團(tuán) liquid assets 速動(dòng)資產(chǎn) liquid capital 速動(dòng)資金 liquidator 清盤人 listed 上市l(wèi)isted corporation 上市法團(tuán)listed currency warrant 上市貨幣權(quán)證 listed securities 上市證券 listing 上市l(wèi)isting rules 上市規(guī)則 live broadcast 直播Mandatory Provident Fund Schemes Authority 積金局margin client 保證金客戶 margin lender 證券保證金融資人 margin ratio 保證金比率 margin value 保證金價(jià)值 margined transaction 保證金交易 mark to market 按照市值計(jì)算差額 market capitalization 市場(chǎng)資本值 market charge 市場(chǎng)押記 market collateral 市場(chǎng)抵押品 market contract 市場(chǎng)合約 market information 市場(chǎng)消息 market misconduct 市場(chǎng)失當(dāng)行為Market Misconduct Tribunal 市場(chǎng)失當(dāng)行為審裁處 market value 市值 material time 關(guān)鍵時(shí)間 member 成員 memorandum 章程大綱MiniHang Seng Index Futures Contract 小型恒生指數(shù)期貨合約MiniHang Seng Index Options Contract 小型恒生指數(shù)期權(quán)合約 minor 未成年minor offence 輕微罪行 minority controller 次要控制人 misconduct 失當(dāng)行為 misfeasance 不當(dāng)行為Monetary Authority 金融管理專員 Monetary Authority guideline 《金融管理專員指引》Monetary Authorityappointed Market Maker 金融管理專員委任的莊家money laundering activities 洗錢活動(dòng) money lender 放債人 multilateral agency 多邊機(jī)構(gòu) mutual fund 互惠基金 NO negligent misrepresentation 疏忽的失實(shí)陳述 net equity 權(quán)益凈額 net position 凈持倉(cāng)量net tangible assets 有形資產(chǎn)凈值net underwriting mitment 包銷承擔(dān)凈額 new futures contract 新期貨合約 noncollateralized warrants 非抵押權(quán)證 nonexecutive director 非執(zhí)行董事note issuance and revolving underwriting facility 票據(jù)的發(fā)行及循環(huán)式包銷融通 notifiable interest 須具報(bào)權(quán)益notifiable percentage level 須具報(bào)百分率水平notional principal amount 名義本金額 number 數(shù)目 offer 要約offer document要約文件 offer price 要約價(jià)offeree pany 要約標(biāo)的公司 offeror 要約人offexchange traded derivative contracts 場(chǎng)外買賣衍生工具合約 offexchange transaction 場(chǎng)外交易 officer 高級(jí)人員 Official Receiver 破產(chǎn)管理署署長(zhǎng) Official Trustee 法定受托人offmarket share repurchase 場(chǎng)外股份購(gòu)回 offmarket share repurchase circular 場(chǎng)外股份購(gòu)回通告offmarket transaction 場(chǎng)外交易 Ombudsman 申訴專員omnibus account 客戶匯集綜合賬戶 onexchange transaction 場(chǎng)內(nèi)交易 options contract 期權(quán)合約 order 命令ordinary member 普通成員 other collateral 其它抵押品 outofthemoney amount 價(jià)外值 overseas pany 海外公司 overseas stock market 海外證券市場(chǎng) panel member 上訴委員 parties 各方 party 當(dāng)事一方percentage figure 百分率數(shù)字 percentage level 百分率水平performance 執(zhí)行 period of insurance 保險(xiǎn)期permanent identity card 永久性居民身分證 person under investigation 受調(diào)查人 physically settled equity derivatives 實(shí)物結(jié)算股本衍生工具 pilot programme 試驗(yàn)計(jì)劃pilot programme market maker 試驗(yàn)計(jì)劃莊家 pilot programme securities 試驗(yàn)計(jì)劃證券 portfolio 投資組合 possession 管有prescribed country 訂明國(guó)家 prescribed event 訂明事件 prescribed fee 訂明費(fèi)用 prescribed gain 訂明收益 prescribed limit 訂明上限 prescribed manner 訂明方式 prescribed purpose 訂明目的 prescribed requirement 訂明規(guī)定 Presenting Officer 提控官primary stabilizing action 基本穩(wěn)定價(jià)格行動(dòng) principal 主事人Privacy Commissioner for Personal Data 私隱專員proceedings 研訊程序professional accountant 專業(yè)會(huì)計(jì)師 professional investor 專業(yè)投資者 prohibited person 受禁制人士 property 財(cái)產(chǎn) prospectus 招股章程 public 公眾；大眾public announcement 公開宣告 purchase 買；購(gòu)買qualified corporation 合資格法團(tuán) qualified lender 合資格借出人qualified overseas schem 合資格海外計(jì)劃 qualified shares 合資格股份 qualifying client 合資格客戶qualifying credit rating 合資格信貸評(píng)級(jí) qualifying debt securities 合資格債務(wù)證券 ranking liabilities 認(rèn)可負(fù)債 recipient 接收人reckless misrepresentation 罔顧實(shí)情的失實(shí)陳述 recognized certificate 認(rèn)可證書recognized certification authority 認(rèn)可核證機(jī)關(guān) recognized clearing house 認(rèn)可結(jié)算所 rec