【文章內(nèi)容簡介】 價(jià)值 parity value 扒頭交易 front running。trading ahead 打和點(diǎn) breakeven point 未分派溢利/利潤 undistributed profits 未分配溢利/利潤 unappropriated profits 未平倉合約 open contract。open position。open interest 未完成買賣盤 outstanding order 未能履行責(zé)任 default 未償或然負(fù)債 outstanding contingent liabilities 未償還借款 outstanding loan 未繳足股份 partlypaid share 未繳股款股權(quán) nilpaid rights 未繳款供股權(quán) nilpaid rights 本地生產(chǎn)總值 gross domestic product(GDP)《本地注冊認(rèn)可機(jī)構(gòu)的企業(yè)管治指引》(金管局) Guideline on Corporate Governance of Locally Incorporated Authorized Institutions(HKMA)《本地注冊認(rèn)可機(jī)構(gòu)披露財(cái)務(wù)資料》(金管局) Financial Disclosure by Locally Incorporated Authorized Institutions(HKMA)正股 underlying stock 正常買賣盤差額 normal order imbalance 正常運(yùn)行比率 uptime 母公司 parent pany。holding pany 永久債券 perpetual bond 用戶代號 User ID 用戶接納測試 / 用戶接收測試 user acceptance test(UAT)用戶終端設(shè)施 user access 「用者自付」原則 “user pay” principle 申報(bào)期 reporting period 申報(bào)會計(jì)師 reporting accountant 立約成價(jià) contracted price 交叉買賣 / 交叉盤買賣 crossed trade。cross trade。crossing 交叉盤系統(tǒng) crossing system 交付 delivery 交收上限 settlement cap 交收日 settlement date 交收指示 settlement instruction(SI)「交收指示」交易 settlement instruction transaction 交收指示狀況報(bào)告(中央結(jié)算系統(tǒng)) SI Status Report(CCASS)交收指示的交易 SI transaction 交收指示活動報(bào)告(中央結(jié)算系統(tǒng)) SI Activity Report(CCASS)交收指示整批傳送(中央結(jié)算系統(tǒng)) Settlement Instruction Batch Upload(CCASS)交收風(fēng)險(xiǎn) settlement risk 交收報(bào)告(中央結(jié)算系統(tǒng)) Settlement Report(CCASS)交收期 settlement period 交收銀行 settlement bank 交收積壓 settlement backlog 交投呆滯 slow trading 交投活躍 active market 交投淡靜 quiet trading 交投疏落 light trading 交投暢旺 heavy trading 交易大堂 trading floor。trading hall 交易工作站 trading workstation 交易及交收委員會 Trading and Settlement Committee 交易及結(jié)算綜合系統(tǒng) integrated trading and clearing system 交易日 trading day 交易日表 trading calendar 交易市場 secondary market 交易系統(tǒng)使用費(fèi)(現(xiàn)貨市場) trading tariff(cash market)《交易所（特別征費(fèi)）條例》 Exchanges(Special Levy)Ordinance 《交易所及結(jié)算所（合并）條例》 Exchanges and Clearing Houses(Merger)Ordinance 交易所另項(xiàng)交易系統(tǒng)(英國) Stock Exchange Alternative Trading System(SEATS)(UK)交易所自動報(bào)價(jià)系統(tǒng)(英國) Stock Exchange Automated Quotations System(SEAQ)(UK)交易所參與者 Exchange Participant 《交易所參與者及聯(lián)交所交易權(quán)持有人名錄》 List of Exchange Participants amp。 Holders of Stock Exchange Trading Rights 《交易所參與者市場占有率報(bào)告》 Exchange Participants39。 Market Shares Report 交易所參與者證明書 Exchange Participant Certificate 交易所國際自動報(bào)價(jià)系統(tǒng)(英國) Stock Exchange Automated Quotations System for International Equities(SEAQI)(UK)《交易所規(guī)則》 Rules of the Exchange 交易所買賣之期權(quán) exchange traded option 交易所買賣基金 exchange traded fund 交易流通速度 turnover velocity 交易能力 trading capacity 交易商 dealer 交易圈 / 交易場 pit。trading pit 交易設(shè)施 trading facilities。execution facilities 交易單位 trading unit 交易費(fèi) Trading Fee 交易量 trading capacity 《交易運(yùn)作程序 ─ 期權(quán)買賣交易所參與者專用》 Operational Trading Procedures for Options Trading Exchange Participants 交易對手 counterparty 交易征費(fèi) Transaction Levy 交易柜位 trading booth 交易轉(zhuǎn)移(期權(quán)) trade giveups(options)交易議價(jià)板 Bulletin Board 交錯到期組合 staggering maturities 企業(yè)狙擊手 corporate raider 企業(yè)資訊資料庫 Enterprise Information Database 企業(yè)管治 corporate governance 企業(yè)管治工作小組 Working Group on Corporate Governance 《企業(yè)管治常規(guī)守則及企業(yè)管治報(bào)告征求意見草擬本》 Exposure of Draft Code on Corporate Governance Practices and Corporate Governance Report 企業(yè)融資協(xié)會 The Corporate Finance Association(CFA)《企業(yè)融資顧問操守準(zhǔn)則》(證監(jiān)會) Corporate Finance Adviser Code of Conduct(SFC)先進(jìn)先出 first in, first out(FIFO)全面收購建議 general offer 全面披露 full disclosure 全面結(jié)算參與者 General Clearing Participant(GCP)全面豁免 blanket waiver。general waiver 全面攤薄每股盈利 fully diluted earnings per share 全球期貨交易系統(tǒng) Globex 全國社會保障基金 National Social Security Fund 全國電子交易系統(tǒng)(中國內(nèi)地) National Electronic Trading System(NETS)(Mainland China)全部完成或放棄買賣盤 allornone order 全資附屬公司 whollyowned subsidiary 全數(shù)執(zhí)行或立刻取消 FillorKill(FOK)全額或取消 FillorKill(FOK)全權(quán)代客買賣賬戶 discretionary account 全權(quán)委托戶口 discretionary account 全權(quán)委托盤 discretionary order。noforcing order。order at discretion 全權(quán)信托 discretionary trust 全權(quán)管理人 discretionary manager 共用代理人(中央結(jié)算系統(tǒng)) mon nominee(CCASS)「共用代理人」股票 “mon nominee” share certificate 共用軟件 shareware 共同抵押品管理系統(tǒng) Common Collateral Management System(CCMS)共同風(fēng)險(xiǎn)管理系統(tǒng) Common Risk Management System 再貼現(xiàn) rediscount 印花稅 stamp duty 《印花稅條例》 Stamp Duty Ordinance 印花稅署署長 Collector of Stamp Revenue 合成工具 synthetics 合成期權(quán) synthetic option 合成認(rèn)購期權(quán)長倉 synthetic long call 合并 amalgamation。consolidation。merger 合并有形資產(chǎn)凈值 bined net tangible assets 合并與收購 mergers and acquisitions 合約互惠基金 contractual mutual fund 合約股數(shù) contract size 合約乘數(shù) contract multiplier 合約規(guī)格 contract specifications 合約單位 contract unit 合格交付 good for delivery 合格境內(nèi)機(jī)構(gòu)投資者 Qualified Domestic Institutional Investor(QDII)合格境外機(jī)構(gòu)投資者 Qualified Foreign Institutional Investor(QFII)合資企業(yè) joint venture 合資合同 joint venture contract 合資格主管 Eligible Supervisor 合資格機(jī)構(gòu)買家 qualified institutional buyer 合資格證券 eligible securities 合營企業(yè) joint venture 同日行使 same day exercise 同系附屬公司 / 同集團(tuán)附屬公司 fellow subsidiary 名義匯率 nominal exchange rate 吊銷資格令 disqualification order 回升 rally 回本期 payoff period 回扣 / 回傭 rebate。mission rebate。submission 回收期 payoff period 回抽傭金 submission 回報(bào) return。payoff 回報(bào)率 rate of return 回補(bǔ)機(jī)制 claw back mechanism 回應(yīng)時(shí)間 response time 回購 buyback(cf repurchase agreement)回購協(xié)議 repurchase agreement(repo)回購權(quán)證 call warrant 在交易所買賣的期權(quán) traded option 在建工程 constructioninprogress 地區(qū)性指數(shù)認(rèn)購權(quán)證 regional index call warrant 多工作站 multipleworkstations 多工作站系統(tǒng) Multiworkstation System(MWS)多批交收處理程序 batch settlement run 多種貨幣買賣 multicurrency trading 多頭* long position。bull position 《如何撰寫清楚易明的公布》(刊物)(證監(jiān)會) How to Create Clear Announcements(publication)(SFC)存貨 inventory 存款公司公會 The DepositTaking Companies Association 存管代理人 depository nominee 存管處及共用代理人系統(tǒng) Depository and Common Nominee System(DNS)孖展 margin 孖展客戶 margin client 孖展買賣 margin trading 孖展融資 margin financing 孖展覆蓋率 margin coverage ratio 年度賬目 annual accounts 年報(bào) annual report 年結(jié)日 balance sheet date 成本效益 cost effectiveness 成交紀(jì)錄 trading record 成交單 / 成交單據(jù) / 買賣單據(jù) contract note 成交調(diào)整 trade amendment 成交額比率 turnover ratio 扣減率 discount rate 收市后交易 afterhours dealing 收市后資料傳送服務(wù) Endofday Trade Data File Transfer Service 收市差額繳款 dayend marks 收市價(jià) closing price 收市盤 attheclose order 收取內(nèi)幕消息人士 tipper 收取即日差額繳款機(jī)制 intraday marks collection mechanism 收益 revenue。ine。gain 收益率 yield 收益率曲線 yield curve 收