【正文】 ............................................................................................. 22 1. 業(yè)務(wù)概述 ....................................................................................................... 22 2. 業(yè)務(wù)流程 ....................................................................................................... 22 3. 運(yùn)行規(guī)則及監(jiān)控方式 ...................................................................................... 23 八、 基金賬戶資料的查詢 ...................................................................................... 24 1. 業(yè)務(wù)概述 ....................................................................................................... 24 證券投資基金 直銷業(yè)務(wù)流程、運(yùn)行規(guī)則、監(jiān)控方式及相關(guān)技術(shù)系統(tǒng) 38 2. 業(yè)務(wù)流程 ....................................................................................................... 25 3. 運(yùn)行規(guī)則及監(jiān)控方式 ...................................................................................... 25 第三節(jié) 直銷交易管理業(yè)務(wù)流程及規(guī)則 ...................... 26 一、 認(rèn)購(gòu) .............................................................................................................. 26 1. 業(yè)務(wù)概述 ....................................................................................................... 26 2. 業(yè)務(wù)流程 ....................................................................................................... 26 3. 運(yùn)行規(guī)則及監(jiān)控方式 ...................................................................................... 28 二、 申購(gòu) .............................................................................................................. 31 1. 業(yè)務(wù)概述 ....................................................................................................... 31 2. 業(yè)務(wù)流程 ....................................................................................................... 31 3. 運(yùn)行規(guī)則及監(jiān)控方式 ...................................................................................... 33 三、 贖回 .............................................................................................................. 35 1. 業(yè)務(wù)概述 ....................................................................................................... 35 2. 業(yè)務(wù)流程 ....................................................................................................... 36 3. 運(yùn)行規(guī)則及監(jiān)控方式 ...................................................................................... 37 四、 分紅方式的變更 ............................................................................................. 41 1. 業(yè)務(wù)概述 ....................................................................................................... 41 2. 業(yè)務(wù)流程 ....................................................................................................... 42 3. 運(yùn)行規(guī)則及監(jiān)控方式 ...................................................................................... 43 五、 轉(zhuǎn)托管 ........................................................................................................... 45 1. 業(yè)務(wù)概述 ....................................................................................................... 45 2. 業(yè)務(wù)流程 ....................................................................................................... 45 3. 運(yùn)行規(guī)則及監(jiān)控方式 ...................................................................................... 46 六、 非交易過(guò)戶業(yè)務(wù) ............................................................................................. 48 1. 業(yè)務(wù)概述 ....................................................................................................... 48 證券投資基金 直銷業(yè)務(wù)流程、運(yùn)行規(guī)則、監(jiān)控方式及相關(guān)技術(shù)系統(tǒng) 39 2. 業(yè)務(wù)流程 ....................................................................................................... 48 3. 運(yùn)行規(guī)則及監(jiān)控方式 ...................................................................................... 49 七、 基金份額的凍結(jié)與解凍 .................................................................................. 52 1. 業(yè)務(wù)概述 ....................................................................................................... 52 2. 業(yè)務(wù)流程 ....................................................................................................... 52 3. 運(yùn)行規(guī)則及監(jiān)控方式 ...................................................................................... 53 八、 基金轉(zhuǎn)換 ....................................................................................................... 54 1. 業(yè)務(wù)概述 ....................................................................................................... 54 2. 業(yè)務(wù)流程 ....................................................................................................... 54 3. 運(yùn)行規(guī)則及監(jiān)控方式 ...................................................................................... 55 第四節(jié) 相關(guān)技術(shù) ........................................ 56 一、 銷售系統(tǒng)建設(shè)的原則及要求 ........................................................................... 56 二、 主機(jī)部分 ....................................................................................................... 57 三、 軟件部分 ....................................................................................................... 58 1. 操作系統(tǒng) ....................................................................................................... 58 2. 數(shù)據(jù)庫(kù)平臺(tái) .................................................................................................... 58 3. 應(yīng)用通訊平臺(tái) ................................................................................................ 58 4. 應(yīng)用系統(tǒng) ....................................................................................................... 59 四、 系統(tǒng)安全 ....................................................................................................... 59 1. 通訊安全 ....................................................................................................... 59 2. 網(wǎng)絡(luò)安全 .......................................................................................................