【正文】 。如信用證對(duì)此未作規(guī)定， 只要所提交單據(jù)的內(nèi)容與提交的其它規(guī)定單據(jù)不矛盾，銀行將接受此類(lèi)單據(jù)。 (other than giving a deferred payment undertaking or accepting a draft). 2020/7/5 Yuqiang Copyright Reserved 30 UCP600與 UCP500的比較分析 ICC Publication ：關(guān)于追索權(quán) ? 議付行在任何情況下均享有追索權(quán)，除非該行保兌了信用證（ The Commission finally decided to make a distinction between credits available through payment and credit available through negotiation. As to the former ( available through payment),any recourse by the advising bank vis224。 賜給 ? 尊敬 。 ? IN THE EVENT THAT THE DOCUMENTS PRESENTED WITH DISCREPANCY, A DISCREPANT FEE OF OR EQUIVALENT WILL BEN DEDUCTED FROM THE PROCEEDS. 2020/7/5 Yuqiang Copyright Reserved 8 UCP600產(chǎn)生的背景及過(guò)程 ? From Introduction of UCP500： 單據(jù)不符是信用證支付方式下一種極為普遍的現(xiàn)象，從 1993年修訂的 《 跟單信用證統(tǒng)一慣例 》 的前言可以看出： “ 一些調(diào)查表明，大約 5％跟單信用證下的單據(jù)因與信用證不符或表面不符而被拒付，這降低了跟單信用證的效力，對(duì)參與有關(guān)產(chǎn)品交易的各方產(chǎn)生財(cái)務(wù)影響，增加了成本，減少了進(jìn)口商、出口商和銀行的利潤(rùn)。 跟單信用證法律實(shí)務(wù) 廈門(mén)大學(xué)法學(xué)院 肖偉 20xx 年 5 月 2020/7/5 Yuqiang Copyright Reserved 2 主要內(nèi)容 ? UCP600與 UCP500的比較分析 ? UCP600實(shí)施中的法律實(shí)務(wù) ? 最高法院司法解釋評(píng)析 ? 最高法院司法解釋法律實(shí)務(wù) 2020/7/5 Yuqiang Copyright Reserved 3 UCP600產(chǎn)生的背景及過(guò)程 ? 《 信用證統(tǒng)一慣例 》 修訂進(jìn)程的 “ 十年之癢 ” —— ? 1933年國(guó)際商會(huì)第 82號(hào)出版物 ? 1952年國(guó)際商會(huì)第 151號(hào)出版物 ? 1962年國(guó)際商會(huì)第 222號(hào)出版物 ? 1973年國(guó)際商會(huì)第 290號(hào)出版物 ? 1983年國(guó)際商會(huì)第 400號(hào)出版物 ? 1993年國(guó)際商會(huì)第 500號(hào)出版物（仍在實(shí)施中） ? 20xx年國(guó)際商會(huì)第 600號(hào)出版物（計(jì)劃于 20xx年 7月實(shí)施） 2020/7/5 Yuqiang Copyright Reserved 4 UCP600產(chǎn)生的背景及過(guò)程 ? UCP600修訂的背景 ? 自 UCP500生效以來(lái)，銀行實(shí)務(wù)中圍繞 500產(chǎn)生的爭(zhēng)議層出不窮 *。有關(guān)跟單信用證的訴訟案激增也引起了人們極大的關(guān)注。 崇拜 ? 【 商 】 承兌 。vis the beneficiary was to be excluded if it had not expressed a reservation when making its payment. As to the latter credits ( available through negotiation), the advising bank always had a right of recourse, unless it had confirmed the credit”.） 2020/7/5 Yuqiang Copyright Reserved 31 UCP600與 UCP500的比較分析 ICC Publication R259： 議付的追索權(quán) ? 銀行提供議付時(shí)所要求的條件，即是否保留追索權(quán)，不能由 ICC來(lái)裁定。 （第 21條） 2020/7/5 Yuqiang Copyright Reserved 43 UCP600與 UCP500的比較分析 ? 明確開(kāi)證行可以作為轉(zhuǎn)讓行轉(zhuǎn)讓自己開(kāi)立的信用證 ? Transferring bank means a nominated bank that transfers the credit or, in a credit available with any bank, a bank that is specifically authorized by the issuing bank to transfer and that transfers the credit. An issuing bank may be a transferring bank.() 2020/7/5 Yuqiang Copyright Reserved 44 UCP600與 UCP500的比較分析 ? 措辭更為簡(jiǎn)潔、嚴(yán)格、清晰、與時(shí)俱進(jìn) ? 關(guān)于簡(jiǎn)潔 ? If the bill of lading contains the indication “intended vessel”, or similar qualification in relation to the vessel, loading on board a named vessel must be evidenced by an on board notation on the bill of lading which, in addition to the date on which the goods have been loaded on board, also includes the name of the vessel on which the goods have been loaded, even if they have been loaded on the vessel named as the “intended vessel”.( of UCP500) [字符數(shù)（不計(jì)空格） 360] 2020/7/5 Yuqiang Copyright Reserved 45 UCP600與 UCP500的比較分析 ? If the bill of lading contains the indication “intended vessel” or similar qualification in relation to the name of the vessel, an on board notation indicating the date of shipment and the name of the actual vessel is required. ( of UCP600) [字符數(shù)（不計(jì)空格） 189] 2020/7/5 Yuqiang Copyright Reserved 46 UCP600與 UCP500的比較分析 ? 關(guān)于嚴(yán)格 ? 拒付通知的格式及內(nèi)容： A single notice ? 關(guān)于清晰 ? 措辭 “ and/or”修訂為 “ or”，單、復(fù)數(shù)同義 ? Where applicable, words in the singular include the plural and in the plural include the singular. () ? 關(guān)于與時(shí)俱進(jìn) ? 銀行對(duì)因遭受恐怖襲擊 (acts of terrorism)導(dǎo)致銀行停業(yè)所造成后果的免責(zé) ? 刪除了信用證 “ 可撤銷(xiāo) ” 的概念： A credit is irrevocable even if there is no indication to that effect. () 2020/7/5 Yuqiang Copyright Reserved 47 UCP600實(shí)施后對(duì)不同當(dāng)事人的影響 ? Applicant ? Beneficiary ? Presenter 2020/7/5 Yuqiang Copyright Reserved 48 UCP600實(shí)施后對(duì)不同當(dāng)事人的影響 ? 對(duì)申請(qǐng)人 ? Applicant means the party on whose request the credit is issued.（ Art. 2） 2020/7/5 Yuqiang Copyright Reserved 49 UCP600實(shí)施后對(duì)不同當(dāng)事人的影響 ? A credit by its nature is a separate transaction from the sale or other contract on which it may be based. … the undertaking of a bank to honour, to negotiate or to fulfil any other obligation under the credit is not subject to claims or defences by the applicant resulting from its relationships with the issuing bank or the beneficiary. (Art. 4) 2020/7/5 Yuqiang Copyright Reserved 50 UCP600實(shí)施后對(duì)不同當(dāng)事人的影響 ? A beneficiary can in no case avail itself of the contractual relationships existing between banks or between the applicant and the issuing bank. () 2020/7/5 Yuqiang Copyright Reserved 51 UCP600實(shí)施后對(duì)不同當(dāng)事人的影響 ? An issuing bank should discourage any attempt by the applicant to include, as an integral part of the credit, copies of the underlying contract, proforma invoice and the like. () 2020/7/5 Yuqiang Copyright Reserved 52 UCP600實(shí)施后對(duì)不同當(dāng)事人的影響 ? A credit must not be issued available by a draft drawn on the applicant. () 2020/7/5 Yuqiang Copyright Reserved 53 UCP600實(shí)施后對(duì)不同當(dāng)事人的影響 ? When the addresses of the beneficiary and the applicant appear in any stipulated document, they need not be the same as those stated in the credit or in any other stipulated document, but must be within the same country as the respective addresses mentioned in the credit. Contact details (telefax, telephone, and the like) stated as part of the beneficiary’s and the applicant’s address will be disregarded. However, when the address and contact details of the applicant appear as part of the consignee or notify party details on a transport document subject to articles 19, 20, 21, 22, 23, 24 or 25, they must be as stated in the credit. () 2020/7/5 Yuqiang Copyright Reserved 54 UCP600實(shí)施后對(duì)不同當(dāng)事人的影響 ? When an issuing bank determines that a presentation does not ply, it may in its sole judgement approach the applicant for a waiver of the discrepancies. This does not