在倫敦證交所上市ppt課件(已修改)
2025-05-22 12:00 本頁(yè)面
【正文】 February 2022 在倫敦證交所上市 Obtaining a quotation on the: 主板 the Official List 創(chuàng)業(yè)板 AIM PREPARED BY RICHARD NAISH 提綱 STRUCTURE OF THIS PRESENTATION ? 什么是 主板市場(chǎng) 和創(chuàng)業(yè)板市場(chǎng) What is the Official List and what is AIM? ? 主板 和創(chuàng)業(yè)板的主要區(qū)別 Main differences between the Official List and AIM ? 首次公開(kāi)募股的程序 IPO process ? 關(guān)于偉理宸 Walker Morris ? 聯(lián)系方式 Contacts 什么是主板市場(chǎng)和創(chuàng)業(yè)板市場(chǎng) WHAT IS “OFFICIAL LIST” AND WHAT IS “AIM” ? 主板 /主要市場(chǎng)是用來(lái)描述在倫敦證券交易所主要市場(chǎng)上市的專業(yè)術(shù)語(yǔ) “ Official List” / “Main Market” are the terms used to describe a listing on the main market of the London Stock Exchange ? 創(chuàng)業(yè)板 是倫敦證券交易所專門向新創(chuàng)建的中小企業(yè)提供融資服務(wù)的金融市場(chǎng)。 “ AIM” is a separate market of the London Stock Exchange sometimes referred to as the “junior market” ? 對(duì)上市公司的標(biāo)準(zhǔn)和法定規(guī)格的要求較主板寬松許多 Higher standards and more prescriptive rules apply to panies “l(fā)isted on the Official List” (as pared to panies “quoted on AIM”) ? 盡管證券咨詢公司可能會(huì)如此建議，但資本總額少于 5000萬(wàn)美元的公司并不適合在主板上市 Companies with a market capitalisation of less than $50 million are, possibly, “too small” for the Official List – although advise should be taken from a corporate finance firm on this ? 創(chuàng)業(yè)板的上市程序比主板簡(jiǎn)化很多 Process of obtaining an Official Listing is more time consuming than an AIM quotation 主要區(qū)別 – 上市標(biāo)準(zhǔn) MAIN DIFFERENCES – SOME OF THE “ADMISSION CRITERIA” 條件 Condition 主板 Official List / Main Market 創(chuàng)業(yè)板 AIM 在市場(chǎng)中的股本 Market capitalisation 至少 70萬(wàn)英鎊 Minimum of 163。700,000 for equity 無(wú)底限 No minimum 股東 Shareholders 社會(huì)公眾最少持有 25%的股份 Minimum of 25% of shares must be held in “public” hands 對(duì)公眾持股量無(wú)要求 (但要求指定保薦人 ) No minimum amount to be held in “public” hands under the rules (but the nominated adviser is likely to require a minimum) Accounts 賬目 通常要求過(guò)去三年的賬目 Last three years generally required 過(guò)去三年或自公司 (成立不足三年的 )成立起至今的賬目 Last three years or, if less, so long as the pany has been in existence 經(jīng)營(yíng)記錄 Trading record 通常要求過(guò)去三年的經(jīng)營(yíng)記錄 Normally three year trading record required 無(wú)要求 No trading record required 運(yùn)營(yíng)資本 Working capital 基本相同 Broadly similar 基本相同 Broadly similar 上市文件 Documents 需經(jīng)相關(guān)審查部門事先審查 Prior vetting of documents by the regulators 通常不需審查 Documents are not generally approved by the regulators MAIN DIFFERENCES – SOME OF THE “CONTINUING OBLIGATIONS” 義務(wù) Obligation 主板 Official List
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