投資金融基金jv研究-在線瀏覽
2025-02-03 21:30本頁面
【正文】 023 38 SYWGParibas Jen.FundChinaItemn Market introducen Market Competitionn Invest Structuren Schedule of setupn Schedule of fund issuancen Business Scopen Corporate Governancen Financial Forecast14CapitalChinaInvest Structure Qualification of Domestic Promotern Registered–least300,000,000achievementshighinsecuritiesinvestmentconsultation,assetsorotherassetsn Noofactionscurrentyears.ChinaInvest Structure Qualification of Foreign Promotern Paidin–least300,000,000Financialn No punishment securityandauthorityrecentyearsn Completeandsystemsecuritiestheofpromoter,the supervision has onMOU the of supervisionCSRC.17CapitalChinaSchedule of setupSelfRegulation Promise OpenApply to establishment Apply to openRegistration by GS12 months in principle 60 workdays 30 workdays One week Give the Promise letter to CSRCApproval of establishment by CSRCGive the Promise letter to the Stock ExchangeApply to establishment to CSRCApply to open to CSRCApproval of opening Establishment19CapitalChinaSchedule of Fund IssuanceFund exchange Apply to prepare to issuance Fund collection Financing check up6 months 6 months 6 months 10 workdays Draft of fund contract, draft of fund trusteeship contract, fund collection illuminate, finance statement of FMC, legal opinion letter etc. Approve FMC prepare to issuance, or explain the reason of unapprovedApplication to CSRC Publicize collection illuminate before 3 days Legal institution make the report21CapitalChinaBusiness Scopen Fundsn Establishn Fundsn FundsChinaBusiness Scope Investment Fieldn Stocksn Liquid market value More than 400 billion RMB n 1,259 list paniesn Nearly 70 million investorsn Second only to Japan stocks market in Asian Bondsn More than 40 billion bonds can be exchanged n MoaryChinaBusiness Scope Forbidden Fieldn Security Distributionn Buy and sell other funds (except with special approval of the State Council) n Buy and sell affiliates’ stock or bondn Carried illegal security exchange businessn Loan or Warranty to othersn Others25CapitalChinaCorporate GovernanceOrganization ChartCEOInvestment Dep.Finance Dep,Trustee Dep.SupervisorBODRD Dep.IT Dep.
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