【正文】 ....................................................................................4 股權眾籌的界定 ..........................................................................................................4 股權眾籌的含義 ...................................................................................................4 股權眾籌的特征 ...................................................................................................4 股權眾籌的主體 ..........................................................................................................5 股權眾籌融資者 ...................................................................................................5 股權眾籌的投資者 ...............................................................................................5 股權眾籌的融資平臺 ...........................................................................................6 股權眾籌的發(fā)展狀況 ..................................................................................................6 股權眾籌在國外的發(fā)展 .......................................................................................6 股權眾籌在我國的興起 .......................................................................................7 股權眾籌的存在價值 ..................................................................................................7 推動金融創(chuàng)新 .......................................................................................................7 扶持小微初創(chuàng)企業(yè)發(fā)展 .......................................................................................8 激發(fā)全民創(chuàng)新創(chuàng)業(yè) ...............................................................................................83 股權眾籌的運行風險分析 ................................................................................................9 股權眾籌存在的風險 ..................................................................................................9 股權眾籌的法律風險 ...........................................................................................9 股權眾籌的信用風險 ...........................................................................................9 股權眾籌的知識產(chǎn)權風險 .................................................................................10 股權眾籌運行風險的原因 ........................................................................................10 法律法規(guī)滯后 ......................................................................................................10 監(jiān)管制度不健全 ..................................................................................................114 股權眾籌運行風險的防范對策 ......................................................................................12 完善股權眾籌的相關立法 ........................................................................................12 適當限定投融資額度以及投資者人數(shù) .............................................................12 明確融資者及平臺的信息披露義務 .................................................................12 建立與完善相關制度體系 ........................................................................................13 建立股權眾籌平臺核準制度 .............................................................................13 建立投資者資格認證制度 .................................................................................13 完善知識產(chǎn)權保護制度 .....................................................................................14結 論 ..............................................................................................................................15參考文獻 ..............................................................................................................................16致 謝 ..............................................................................................................................171 / 341 緒 論1 / 34 研究背景與意義 研究背景股權眾籌作為近年來興起的一種新型的融資模式，代表著互聯(lián)網(wǎng)金融的發(fā)展方向與趨勢。關鍵詞：股權眾籌；風險；投資者；融資者 i / 34AbstractAs a new way of financing, equitybased crowdfunding got a rapid raise in our country. It broke the financing restrictions and reduce financing costs. Equitybased crowdfunding has the advantages which traditional financing cannot matched. In the meantime, it also solves the financing problems of small enterprises effectively. Equitybased crowdfunding has the value in promoting financial innovation, supporting for small enterprises, and stimulating innovation and entrepreneurship of our country. But as a new financing tool, equitybased crowdfunding also has legal risk, credit risk, the risk of intellectual property rights. Thus we need to learn from foreign experience in legislation and practice. We should prevent and control such risks through improve the relevant legislation, and focus on the establishment of relevant institutional system.Key words：Equitybased Crowdfunding。（簽字） 年 月 日教研室主任意見：（簽字） 　 年 月 日院長意見：（簽字） 　 　　　　　　　　　 年 月 日3 / 34畢 業(yè) 論 文 審 閱 評 語一、指導教師評語：指導教師簽字：年 月 日畢 業(yè) 論 文 審 閱 評 語 二、評閱人評語：評閱人簽字：年 月 日5 / 34畢 業(yè) 論 文 答 辯 評 語 及 成 績?nèi)?、答辯委員會評語：四、畢業(yè)論文成績：專業(yè)答辯組負責人簽字：　年　　月　　日五、答辯委員會主任單位：