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【正文】 national securities associations to prohibit the listing of any security of an issuer that is not in pliance with the requirements of any portion of paragraphs (2) through (6). ? (A) 總則 —— 在本部分生效后的 270天內(nèi)，發(fā)行證券的公司如存在任何與下述 (2)至 (6)段中的要求不符的情況， SEC應(yīng)當(dāng)命令全國的證券交易所及全國的證券協(xié)會(huì)禁止該公司所有證券的上市交易。 ? ‘‘(3) INDEPENDENCE.— ? ‘‘(A) IN GENERAL.— Each member of the audit mittee of the issuer shall be a member of the board of ? directors of the issuer, and shall otherwise be independent. ? (3) 獨(dú)立性 ? (A) 總則 —— 發(fā)行證券公司審計(jì)委員會(huì)由公司董事會(huì)成員組成，并且是獨(dú)立的。 or ? ‘‘(ii) be an affiliated person of the issuer or any subsidiary thereof. ? (i)收受任何咨詢或其他報(bào)酬， ? (ii)亦不能成為發(fā)行證券公司或其任何附屬機(jī)構(gòu)的關(guān)聯(lián)人員 ? ‘‘(C) EXEMPTION AUTHORITY.— The Commission may exempt from the requirements of subparagraph (B) a particular relationship with respect to audit mittee members, as the Commission determines appropriate in light of the circumstances. (C) 免除權(quán) —— 在 SEC認(rèn)為適當(dāng)時(shí)，有權(quán)依據(jù)實(shí)際情況從 (B)所述條件中免除關(guān)于審計(jì)委員會(huì)成員獨(dú)立性的規(guī)定。 ? ‘‘(6) FUNDING.— Each issuer shall provide for appropriate funding, as determined by the audit mittee, in its capacity as a mittee of the board of directors, for payment of ? pensation— (6) 資金 —— 發(fā)行證券公司應(yīng)提供適量資金 (資金額由該公司董事會(huì)下屬的審計(jì)委員會(huì)來確定 )用來支付： ? ‘‘(A) to the registered public accounting firm employed by the issuer for the purpose of rendering or issuing an audit report。 ? (2) 該官員認(rèn)為報(bào)告中不存在重大的錯(cuò)報(bào)、漏報(bào)； ? (3) based on such officer’s knowledge, the financial statements, and other financial information included in the report,fairly present in all material respects the financial condition and results of operations of the issuer as of, and for, the periods presented in the report。 (B) 設(shè)計(jì)了所需的內(nèi)部控制，以保證這些官員能知道該公司及其并表子公司的所有重大
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