【正文】 ufacturing industry, Joumal of Applied Economies, 2020, 10:115 一 136. 7 周燕，齊中英，基于行業(yè)特征的外商直接投資溢出效應分析 [J]，中國軟科學， 2020（ 9）： 142～ 147 8 賴明勇，包群 .《外商直接投資與技術 外溢：基于吸收能力的研究》，《經(jīng)濟研究》 . 2020 第 8 期 . 9 許和連，魏穎綺，賴明勇，外商直接投資地后向鏈接溢出效應研究 [J]，管理世界， 2020（ 4）： 24～ 32 4 FDI 溢出效應與技術創(chuàng)新理論的結合 研究 綜述 現(xiàn)代創(chuàng)新理論正是在熊彼特創(chuàng)新理論的基礎上衍生和發(fā)展起來的。東道國的創(chuàng)新能力主要取決于該國自主研究開發(fā)水平、人力資本的投入、對外貿易的開放規(guī)模以及其他因素。同時，東道國的政策環(huán)境對于 FDI 的流入有著一定程度的影響，而其自身能力又對各種效應的發(fā)生起著制約作用。目前針對 FDI 的行業(yè)間溢出效應研究，僅停留在溢出效應是否存在的層面上。(3)進入 21 世紀以來，國內學者和海外華裔學者針對中國的研究逐漸增多 。 指導老師評分（百分制） :95 指導教師：賓建成 2020 年 1 月 18 日 參考文獻 [1] Altenburg, T., 2020, “Linkages and Spillovers between Transnational Corporations and Small and Mediumsized Enterprises in Developing Countries: Opportunities and Best Policies”, UNCTAD,TNCSME Linkages for Development: IssuesExperiencesBest Practices. [2] Behrman, J. and Wallender,H., 1976, Transfer of Manufacturing Technology within Multinational Enterprises, Cambridge: Mass. [3] Blomstrom, M. and Kokko, A., FDI and the Structure of Home Country Production, in B. Bora, ed., Foreign Direct Investment: Research Issues, Routledge, London and New York. [4] Blomstrom M. and ., 1994, “Multinational Corporations and Productivity Convergence in Mexico”, Oxford University Press. [5] Blomstrom M. and kokko A., 1998, “Multinational Corporations and Spillovers”, Journal of Economic Surveys,Vol. 8, PP247 一 277. [6] Blomstrom, M. amp。Economics Society Intemational . [9] Girma, Sourafel, Holger G, Mauro pisu., 2020, “The role of exporting and linkages for productivity spillover”, Nottingham research Paper series, Vol. 30. [10] Glass, Amy J., Kamal Saggi., 1998, “Intemational Technology Transfer and the technology Gap”, Joumal of Development Economics, , PP36998. [11] Grossman, G. and Helpman, E., 1991, “Innovation and Growth in the Global Economy”, The MIT Press. [12] Jabbour,L., Muechielli, ., 2020, “Technology transfer through vertical linkages: The case of the Spanish manufacturing industry”, Joumal of Applied Economies, , PP115 一 136. [13] Javorcik Beata Smarzynska., 2020, “Does Foreign Dircet Investment Increase the Productivity of Domestic Firms? In Search of Spillovers through Backward Linkages”, The American Economic Review, , . pp. 605 一 627. [14] Kathuria,V., 2020, “Productivity Spillovers from Technology transfer to Indian Manufacturing Firms” , Joumal of lntemational Development, . [15] Kokko,A., 1992, Foreign direct investment, host country characteristics and spillovers, The Economics Research Institute, Stockholm. [16] Lall, S., 1980, “Vertical InterFirm Linkages in LDCs: An Empirical Study”, Oxford Bulletin of Economics and Statistics, , PP203206. [17] MacDougall, , The Benefits and Costs of Private Investment from Abroad: A Theoretical Approach[J], Economic Record, ,1996:13~35. [18] Mansfield Edwin, Schwartz, Mark and Wagner Smuel., 1981, “Imitation Costs and Patents: An Empirical Study”, The Economic Joumal. [19] Moran, TH., 2020, Parenial Supervision: The New Paradigm of Foreign Direct Investment and Development. Washington DC: Institute for intemational Economics. [20] Narula, R. and Marin,A., 2020, FDI Spillovers, Absorptive Capacities and Human Capital Development: Evidence from Argentina, MERIT Research Memorandum. [21] Sinani, Meyer, ., 2020, “Spillovers of Technology Transfer from FDI:the Case of Estonia”, Joumal of Comparative Economics. [22] Smarzynska, ., 2020, “Spillovers from foreign investment through backward linkages:Does technology gap matter?”, Preliminary Publication. [23] UNCTAD, World Investment Report 2020: Promoting Linkages, United Nations Conference on Trade and . [24] 安同良，施浩， Ludovico Alcorta， 2020： 《中國制造業(yè)企業(yè) Ramp。 [27] 李垣等， 2020：《基于價值管理中的企業(yè)創(chuàng)新系統(tǒng)構建》，《中國軟科學》，第 12期。 [31] 周燕，齊中英， 2020：《基于行業(yè)特征的外商直接投資溢出效應分析》，《中國軟科學》第 9期。另一方面，隨著我國外商投資環(huán)境日益完善，外商直接投資出現(xiàn)新的特征：獨資化、本土化和并購迅速發(fā)展。國內外的學者對跨國公司技術的外 溢已有諸多的研究，國際理論界的主流觀點認為，國際范圍內的技術擴散已經(jīng)成為技術進步的重要源泉。所以本文關注的是技術外溢的具體渠道和過程，而基于此過程討論其對我國自主創(chuàng)新能力的影響。本文主要通過理論與實證相結合的方式來分析FDI 的溢出效應及其對我國企業(yè)自主創(chuàng)新能力的影響。在學習專業(yè)課程之時，閱讀經(jīng)濟學名著是課余的一大愛好。 筆者選取中國期刊全文數(shù)據(jù)庫 —— CNKI 作為樣本來源，因為 CNKI 是國內最權威的學術理論數(shù)據(jù)庫，其所收集的刊物 種類齊全、范圍廣泛、層次分明。 （ 3）參考文獻 [1] Altenburg, and Spillovers between Transnational Corporations and Small and Mediumsized Enterprises in Developing Countries: Opportunities and Best Policies, in UNCTAD,TNCSME Linkages for Development: IssuesExperiencesBest Practices[R]. New and Geneva: United Nations,2020. [2] Behrman, J. and Wallender, H. Transfer of Manufacturing Technology within Multinational Enterprises, Cambridge: [3] Blomstrom, M. and Kokko, A. FDI and the Structure of Home Country Production, in B. Bora, ed., Foreign Direct Investment: Research Issues, Routledge, London and New York. [4] Blomstrom， M. and kokko A., Multinational Corporations and Spillovers[J], Journal of Eeonomic Surveys,1998(8):247 一 277. [5] Blomstrom, M. amp。Economics Society Intemational , 2020 [9] Girma, Sourafel, Holger G, Mauro pisu. The role of exporting and linkages for productlvity spillover, Nottingham research Paper series,2020,30. [10] Glass, Amy J., Kamal Saggi. Intemational Technology Transfer and the technology Gap. Joumal of Development Economics, 1998， 55(2):36998. [11] Grossman, G. and Helpman, E. Innovation and Growth in the Global Economy [M], The MIT Press, 1991 [12] Jabbour,L., Muechielli, transfer through vertical linkages: The case of the Spanish manufacturing industry, Joumal of Applied Economies, 2020, 10:115 一 136. [13] Javorcik Beata Smarzynska., 2020. Does Foreign Dircet Investment Increase the Productivity of Domestic Firms? In Search of Spillovers through Backward Linkages. The American Economic Review, , ., pp. 605 一 627. [14] Kathuria, Spillovers from Technology transfer to Indian Manufacturing Firms[J] .Joumal of lntemational Development, 2020(12). [15] . Foreign direet investment, hos