【正文】 交通銀行 UCP600培訓(xùn) Friday, March 05, 2023 南寧 1 UCP600修改背景 ◆ The UCP gets revised about every 10 years to incorporate changes in practice ◆ High discrepancy rate ◆ High level of inquiries pertaining to 7 articles: Article 1 1 2 2 3 48 ◆ Law suits ◆ New disclaimers emerging in bills of lading 2 UCP600修改歷程 － 自 1933年問世后的第六次修訂版 ◆ UCP問世－ 1933年國際商會第 82號出版物 ◆ 1951 進行第一次修訂，出版號為： （ 18年） ◆ 1964 進行第二次修訂，出版號為： （ 13年） ◆ 1974 進行第三次修訂，出版號為： （ 10年 ） ◆ 1983 進行第四次修訂，出版號為： （ 9年） ◆ 1993 進行第五次修訂，出版號為： （ 10年） ◆ 2023 著手第六次修訂，期間（ 10年） 3 UCP600修改歷程 － 自 1933年問世后的第六次修訂版 ◆ 2023年 5月， ICC正式授權(quán) ICC銀行委員會啟動 UCP500修訂工作 ◆ 修訂工作的三層組織架構(gòu)： ◆ 15 drafts； 5000 ments； 7 reviews by the full ICC Banking Commission ◆ the ICC Banking Commission meeting on October 25, 2023 ☆ The drafting Group （起草小組） 共 10位成員，其中 8位來自歐洲，其余兩位分別來自美國和新加坡 小組主席： Gary CollyerABN AMRO Bank ., London, England ☆ The Consulting Group （咨詢小組） 小組由來自 26個國家的 40余位專業(yè)人士組成 小組成員來自銀行、運輸及物流、保險等不同行業(yè) ☆ ICC national mittees （國家委員會） 4 UCP600－ 主要修改內(nèi)容 ◆ 結(jié)構(gòu)上的變化 ◆ 增加了新的概念 ◆ 重大的條款改變 ◆ 刪除了部分內(nèi)容 5 UCP600－ 主要修改內(nèi)容 2)Agreed that the issuing bank must reimburse the nominated bank even though the documents are lost in the transmitting however, the presentation must be plying. 1) Given 14 definitions at first and 12 interpretations to clarify the meaning of ambiguous terms, refer to Art 2 3. And we need pay attention to the change about ‘negotiation’. 3) Denied the practice that banks stipulate the clause about which the amendment should be accepted by beneficiary who did not send any rejected advice in certain time, refer to subarticle 10 f. 4) Five banking days replaced reasonable time and seven banking days, refer to subarticle 14 b. 5) Two kinds of form about refusing have been added in UCP600, refer to subarticle 16 c iii. 6 UCP600－ 主要修改內(nèi)容 7) The insurance document could be issued by proxies, refer subarticle 28 a. 6) Banks can now accept an insurance document that contains reference to any exclusion clause, refer to subarticle 28 i. 8) The clause for transport documents issued by Freight Forwarders has been deleted. 9) The clause about carrying vessel propelled by sail only has been deleted since that kind of sailboat has dropped out of ocean transport. 10) The expression is straightaway, precise and pact, for example, the wording for ‘ unless the credit expressly stipulates… ’ is not used in UCP600. 7 UCP600－ 主要修改內(nèi)容 12) Canceled the blocking frame about the form of clauses. 11) Transpot docs: master’ s name, issuance by charterer, refer to article 1923. 13)The number of the clauses has decreased to 39 from original 49. 14) Financing under deferred payment credit and acceptance credits, refer to article 12 b. 15) Added the acts of terrorism as a kind of Force Majeure, refer to Art 36. 16) Confirmed that the issuing bank may be a transferring bank, refer to subarticle 38 b. 8 UCP600－ Article 1 ◆ ☆ when the text of the credit expressly indicates that it is subject to ucp600. ◆ ◆ Does UCP600 apply to standby LCs? ☆ Since 11/18/2023,MT700s have been no longer automatically subject to ucp latest edition. ☆ … including, to the extent to which they may be applicable, any standby LCs . 9 UCP600－ Article 1 ◆ New mandatory field (40E) in MT700 for applicable rules as follows: ☆ EUCP LATEST VERSION ☆ ISP LATEST VERSION ☆ UCP LATEST VERSION ☆ EUCPURR LATEST VERSION ☆ OTHER ☆ UCPURR LATEST VERSION 10 UCP600－ Article 2 ◆ Banking Daymeans a day on which a bank is regularly open at the place at which an act subject to these rules is to be performed. ☆ 案例 1：交行紐約分行開立信用證， ☆ 案例 2：上述信用證，受益人 200年月日 24： 00前向交行上海分行交單，是否可以？ ☆ 案例 3：交行南寧分行開立的信用證， 2023年 8月 1日收到單據(jù)，有不符點，南寧分行可以發(fā)送 MT734的最晚日期？（適用于 UCP600， 5日為周六、日） 11 UCP600－ Article 2 ◆ Complying presentation－ means a presentation that is in accordance with the terms and conditions of the credit, the applicable provisions of these rules and international standard banking practice. ☆ 相符提示 /交單的三要素： 1）與信用證條款一致 2）與 UCP600條款一致 3）與國際標(biāo)準(zhǔn)銀行實務(wù)一致 12 UCP600－ Article 2 ◆ Honourmeans: 1)to pay at sight if the credit is available by sight payment. 2)to incur a deferred payment undertaking and pay at maturity if the credit is available by deferred payment. 3)to accept a bill of exchange (“ draft” ) drawn by the beneficiary and pay at maturity if the credit is available by acceptance. 13 UCP600－ Article 2 ◆ Negotiationmeans: 1)purchase of drafts (drawn on a bank other than the nominated bank) by the nominated bank 。or 2)purchase of shipping docs. ◆ purchasemeans: 1)The nominated bank advances funds to the beneficiary,or 2) The nominated bank agrees to advance funds to the beneficiary (at a later date). 14 UCP600－ Article 2 ◆ Nominated bank means the bank with which the credit is available or any bank in the case of a credit available with any bank. ☆ 哪些銀行是 Nominated bank? 1) issuing bank 2) paying bank 3) accepting bank 4) advising bank 5) confirming bank 6) negotiating bank 7) deferred payment undertaking bank 8) transferring bank 15 UCP600－ Article 2 ◆ Presentation means: 1)行為： the delivery of documents under a credit to the issuing bank or nominated bank ,or 2)單據(jù)： the documents so delivered 16 UCP600－ Article 2 ◆ Presenter means: 1)the beneficiary that makes the presentation, 2)any bank that makes the presentation,or 3)other party that makes the presentation 17 UCP600－ Article 3 ◆ If an LC does not indicate whether it is irrevocable or revocable, what should we do? 不可撤銷。 ◆ How can a d