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20xx年淺白語言統(tǒng)一現(xiàn)金客戶協(xié)議書(編輯修改稿)

2025-03-15 02:13 本頁面
 

【文章內(nèi)容簡介】 條件,并以本人/吾等明白之語言完全解釋本補充協(xié)議之內(nèi)容,本人/吾等接納本補充協(xié)議之條款及條件。14.除本補充協(xié)議所述者外,協(xié)議內(nèi)容所有條款及條件應(yīng)具全面效力及生效。協(xié)議所指之所有「本協(xié)議」乃指本補充協(xié)議所補充之協(xié)議(由本補充協(xié)議日期起生效)??蛻簦ê炞郑篲________        董事(簽字):_________       _________年____月____日        _________年____月____日to:_________i /we _________ request that you to operate a cash securities trading account (the “account”) for me /us on the following terms and conditions:1. the account   ?。?)i /we confirm that the information provided in the account opening information form is plete and accurate. i /we will inform you of any changes to that information. you are authorized to conduct credit enquiries on me /us to verify the information provided.   ?。?)you will keep information relating to my /our account confidential, but may provide any such information to the exchange and the sfc to ply with their requirements or request for . law and rules  all transactions in securities which you effect on my /our instructions (”transactions”) shall be effected in accordance with all laws, rules and regulatory directions applying to you. this includes the rules of the exchange and of a the hong kong securities clearing pany limited (the “clearing house”). all actions taken by you in accordance with such laws, rules and directions shall be binding on me /. transactions    (1)you will act as my /our agent in effecting transactions unless you indicate (in the contract note for the relevant transaction or otherwise) that you are acting as principal.   ?。?)i /we will notify you when a sale order relates to securities which i /we do not own . involves short selling.    (3)on all transactions, i /we will pay your missions and charges, as notified to me /us, as well as applicable levies imposed by the exchange,and all applicable stamp duties. you may deduct such missions, charges, levies and duties from the account.   ?。?)unless otherwise agreed, in respect of each transaction, unless you are already holding cash or securities on my /our behalf to settle the transaction, i /we will pay you cleared funds or deliver to you securities in deliverable form or otherwise ensure that you have receive
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