【正文】 innovative capacity through the technology spillovers. This paper at first defines the relevant concept, in favor of the next understanding and exposition. And then review the research through the respect of FDI spillover mechanism, independent innovative capacity, factors of FDI spillover, and the bination of FDI spillover effect and innovation theory. Theoretically, most research is focus on the FDI spillover, few of them relevant to the national independent innovative capacity of china.Then this paper analyze the effect of FDI to the host innovative capacity theoretically from two respects and summarize it into three transmission channels: imitation、petition conduction, association conduction as well as the mobility conduction. On this basis, this paper pointed out the factors from three dimensions: external environment of the host country, characteristics of domestic and foreign section and then specify each factor according to the classify.In this paper, using thirty Chinese provincial panel data when china entering the WTO from 20012008 to empirical analyze from the respect of overall inspection and packet inspection to examine the theory showed above. The result is that FDI has a positive impact on China innovation capacity overall, but still have some problems. At last, based on the related theoretical analysis and empirical texts, this paper gives some remendations from government and pany’s situation.【Key words】 FDI。FDI所帶來(lái)正向溢出效應(yīng)也是為大家所認(rèn)可的，盡管支持性的實(shí)證研究方面有些分歧，但后來(lái)的許多文章也從東道國(guó)的門檻效應(yīng)方面對(duì)其進(jìn)行了解釋。目前，外資進(jìn)入中國(guó)主要是綠地投資，而兼并收購(gòu)相對(duì)較少，原因是中國(guó)并購(gòu)的條件與環(huán)境還不健全。水平關(guān)聯(lián)主要通過(guò)技術(shù)模仿、非物化經(jīng)驗(yàn)或設(shè)備的人力資源渠道傳導(dǎo)等途徑產(chǎn)生。 研究的主要內(nèi)容和思路本文擬通過(guò)對(duì)以往文獻(xiàn)的研究整理分析FDI的技術(shù)溢出機(jī)制，聯(lián)系現(xiàn)實(shí)解析FDI對(duì)東道國(guó)自主創(chuàng)新能力的溢出途徑及其影響因素，然后借鑒前人的研究結(jié)果，建立技術(shù)溢出模型，用面板數(shù)據(jù)的分析方法，具體度量FDI對(duì)我國(guó)企業(yè)自主創(chuàng)新能力的影響。其中包括很多的創(chuàng)新元素，可以表現(xiàn)為市場(chǎng)創(chuàng)新、產(chǎn)品創(chuàng)新、組織創(chuàng)新、營(yíng)銷創(chuàng)新和方法創(chuàng)新等，各種創(chuàng)新元素之間相互作用，相互融合，企業(yè)創(chuàng)新呈現(xiàn)集成化趨勢(shì)。營(yíng)銷創(chuàng)新體現(xiàn)為企業(yè)的營(yíng)銷理念、營(yíng)銷策略、營(yíng)銷方法等的創(chuàng)新。賴明勇、包群等（2005） 賴明勇，包群，2005：《外商直接投資與技術(shù)外溢：基于吸收能力的研究》，《經(jīng)濟(jì)研究》第8期。提出創(chuàng)新是企業(yè)對(duì)現(xiàn)有技術(shù)的有效組合運(yùn)用，以及創(chuàng)造和吸納各種新技術(shù)知識(shí)的基礎(chǔ)上，以相對(duì)較低的成本向市場(chǎng)提供更好的產(chǎn)品和服務(wù)過(guò)程。提出：FDI對(duì)自主創(chuàng)新產(chǎn)出指標(biāo)如專利申請(qǐng)數(shù)有顯著。熊彼特（1911）提出，廣義上的創(chuàng)新是企業(yè)家對(duì)生產(chǎn)要素的再組合。國(guó)內(nèi)方面，周燕、齊中英（2005） 周燕，齊中英，2005：《基于行業(yè)特征的外商直接投資溢出效應(yīng)分析》，《中國(guó)軟科學(xué)》第9期。工藝創(chuàng)新是指企業(yè)產(chǎn)品生產(chǎn)技術(shù)的重大變革，工藝創(chuàng)新的目標(biāo)是通過(guò)過(guò)程重構(gòu)提升顧客價(jià)值。由表中不難看出FDI促使技術(shù)溢出的渠道與機(jī)制。進(jìn)入21世紀(jì)以來(lái)，隨著科技的迅猛發(fā)展，以自主創(chuàng)新為核心的科技實(shí)力越來(lái)越成為國(guó)家競(jìng)爭(zhēng)力的重要體現(xiàn)。FDI溢出效應(yīng)既可以在行業(yè)內(nèi)部發(fā)生，也可以在行業(yè)間發(fā)生?？鐕?guó)公司是FDI的主要形式。外商在華投資具體情況及趨勢(shì)如下圖所示：資料來(lái)源：中經(jīng)網(wǎng)統(tǒng)計(jì)數(shù)據(jù)庫(kù) 圖11 我國(guó)利用外資情況 國(guó)際經(jīng)驗(yàn)表明，利用FDI是發(fā)展中國(guó)家增強(qiáng)自主創(chuàng)新的一個(gè)重要途徑，從我國(guó)的國(guó)情出發(fā)，充分發(fā)揮FDI的促進(jìn)作用，利用FDI引進(jìn)適用高新技術(shù)，在消化吸收的基礎(chǔ)上進(jìn)行再創(chuàng)新應(yīng)是我國(guó)大多數(shù)企業(yè)尋求技術(shù)進(jìn)步，提升技術(shù)創(chuàng)新能力的一種理性的現(xiàn)實(shí)選擇。結(jié)論是，中國(guó)的外商直接投資雖然具有正的技術(shù)溢出效應(yīng)，但還存在一些問(wèn)題。要從根本上提高我國(guó)自主創(chuàng)新的能力，還需依靠本國(guó)綜合研發(fā)實(shí)力的提高。我國(guó)一直實(shí)行“以市場(chǎng)換技術(shù)”的發(fā)展戰(zhàn)略，模仿、競(jìng)爭(zhēng)是其無(wú)可奈何的必經(jīng)之路，但其結(jié)果還有待在實(shí)證中考量。3028答辯準(zhǔn)備準(zhǔn)備充分；有簡(jiǎn)潔、清晰、美觀的演示文稿；準(zhǔn)時(shí)到場(chǎng)。論文選題合理，數(shù)據(jù)資料翔實(shí)，分析方法選用得當(dāng)，定性分析與定量分析結(jié)合，結(jié)論和建議合理，具有現(xiàn)實(shí)意義，建議推薦為校級(jí)優(yōu)秀畢業(yè)論文。Economics Society Intemational , 2001[9] Girma, Sourafel, Holger Gorg, Mauro pisu. The role of exporting and linkages for productlvity spillover, Nottingham research Paper series,2004,30.[10] Glass, Amy J., Kamal Saggi. Intemational Technology Transfer and the technology Gap. Joumal of Development Economics, 1998，55(2):36998.[11] Grossman, G. and Helpman, E. Innovation and Growth in the Global Economy [M], The MIT Press, 1991[12] Jabbour,L., Muechielli, transfer through vertical linkages: The case of the Spanish manufacturing industry, Joumal of Applied Economies, 2007, 10:115一136.[13] Javorcik Beata Smarzynska., 2004. Does Foreign Dircet Investment Increase the Productivity of Domestic Firms? In Search of Spillovers through Backward Linkages. The American Economic Review, , ., pp. 605一627.[14] Kathuria, Spillovers from Technology transfer to Indian Manufacturing Firms[J] .Joumal of lntemational Development, 2000(12).[15] . Foreign direet investment, host country characteristics and spillovers.[J]. The Economics Research Institute, Stockholm, 1992.[16] Lall, S. Vertical InterFirm Linkages in LDCs: An Empirical Study [J], Oxford Bulletin of Economics and Statistics, 1980, 42: 203206[17] MacDougall, , The Benefits and Costs of Private Investment from Abroad: A Theoretical Approach[J], Economic Record, ,1996:13~35.[18] Mansfield Edwin, Schwartz, Mark and Wagner Smuel. Imitation Costs and Patents: An Empirical Study[J]. The Economic Joumal, 1981, 91:9072918.[19] Moran, TH. Parenial Supervision: The New Paradigm of Foreign Direct Investment and Developmen. Washington DC: Institute for intemational Economics, 2001[20] Narula, R. and Marin,A. FDI Spillovers, Absorptive Capacitics and Human Capital Development: Evidence from Argentina. MERIT Research Memorandum 2003,016[21] Sinani, Meyer, .. Spillovers of Technology Transfer fromFDI:the Case of Estonia[J]. Joumal of Comparative Economics, 2004, 32:445一466[22] Smarzynska, .. Spillovers from foreign investment through backward linkages:Does technology gap matter?, preliminary Publication,2002,[23] UNCTAD, World Investment Report 2001: Promoting Linkages[M],United Nations Conference on Trade and , 2001[24] 安同良，施浩，Ludovico Alcorta. 中國(guó)制造業(yè)企業(yè)Ramp。筆者選取中國(guó)期刊全文數(shù)據(jù)庫(kù)——CNKI作為樣本來(lái)源，因?yàn)镃NKI是國(guó)內(nèi)最權(quán)威的學(xué)術(shù)理論數(shù)據(jù)庫(kù)，其所收集的刊物種類齊全、范圍廣泛、層次分明。本文主要通過(guò)理論與實(shí)證相結(jié)合的方式來(lái)分析FDI的溢出效應(yīng)及其對(duì)我國(guó)企業(yè)自主創(chuàng)新能力的影響。國(guó)內(nèi)外的學(xué)者對(duì)跨國(guó)公司技術(shù)的外溢已有諸多的研究，國(guó)際理論界的主流觀點(diǎn)認(rèn)為，國(guó)際范圍內(nèi)的技術(shù)擴(kuò)散已經(jīng)成為技術(shù)進(jìn)步的重要源泉。[31] 周燕，齊中英，2005：《基于行業(yè)特征的外商直接投資溢出效應(yīng)分析》，《中國(guó)軟科學(xué)》第9期。Economics Society Intemational .[9] Girma, Sourafel, Holger Gorg, Mauro pisu., 2004, “The role of exporting and linkages for productivity spillover”, Nottingham research Paper series, Vol. 30.[10] Glass, Amy J., Kamal Saggi., 1998, “Intemational Technology Transfer and the technology Gap”, Joumal of Development Economics, , PP36998.[11] Grossman, G. and Helpman, E., 1991, “Innovation and Growth in the Global Economy”, The MIT Press.[12] Jabbour,L., Muechielli, ., 2007, “Technology transfer through vertical linkages: The case of the Spanish manufacturing industry”, Joumal of Applied Economies, , PP115一136.[13] Javorcik Beata Smarzynska., 2004, “Does Foreign Dircet Investment Increase the Productivity of Domestic Firms? In Search of Spillovers through Backward Linkages”, The American Economic Review, , . pp. 605一627.[14] Kathuria,V., 2000, “Prod