【正文】 o observe moral and discipline requirements, for the majority of Party members and cadres provides benchmarking and ruler. Third, insist on to. In view of the problems existing in the 22 party at the present stage, the main problems of Party members and cadres in the aspect of selfdiscipline and abide by the discipline to make clearly defined, especially the party39。 third is the main discipline for the leading cadres, does not cover all Party members. Based on the above situation, need to the criterion of a clean and honest administration and rule the two is likely to be more relevant regulations first amendment. By revising, really put the authority of Party discipline, the seriousness in the party tree and call up the majority of Party members and cadres of the party constitution of party passes party consciousness. (II) two party regulations revision process the Central Committee of the Communist Party of China attaches great importance to two regulations revision . Xi Jinping, general books recorded in the Fifth Plenary Session of the eighth session of the Central Commission for Discipline Inspection, on the revised regulations made clear instructions. According to the central deployment, the Central Commission for Discipline Inspection from 2020 under six months begin study two regulations revision. The Standing Committee of the Central Commission for Discipline Inspection 4 review revised. Comrade Wang Qishan 14 times held a special meeting to study two regulations revision, amendment clarifies the direction, major issues of principle, path and target, 19 respectively held a forum will listen to part of the province (area) secretary of the Party mittee, Secretary of the Discipline Inspection Commission, part of the central ministries and state ans Department The first party mittee is mainly responsible for people, views of experts and scholars and grassroots party anizations and Party members. Approved by the Central Committee of the Communist Party of China, on 7 September 2020, the general office of the Central Committee of the Party issued a notice to solicit the provinces (autonomous regions, municipalities) Party, the central ministries and missions, state ministries and missions of the Party (party), the General Political Department of the military, every 3 people anization of Party of two regulations revision opinion. Central Commission for Discipline Inspection of extensive solicitation of opinions, careful study, attracting, formed a revised sent reviewers. In October 8 and October 12, Central Committee Political Bureau Standing Committee and the Political Bureau of the Central Committee After consideration of the two regulations revised draft. On October 18, the Central Committee of the Communist Party of China formally issued two regulations. Can say, two laws amendment concentrated the 20 wisdom of the whole party, embodies the party. Second, code and Regulations revision of the basic principles of two party regulations revision work and implement the party39。 the fourth is to clean the theme is not prominent, not for the existing problems, and is narrow, only needle of countylevel leading cadres above. rule is in 1997 Chinese Communist Party disciplinary cases (Trial) based on revision, in December 2020 the promulgation and implementation, to strengthen the construction of the party play very important role. Along with the development of the situation, which many provisions have been unable to fully meet the prehensive strictly administering the practice needs. One is Ji law, more than half of the provisions and criminal law and other countries laws and regulations Repetition。 the second is concisely positive advocated by the lack of prohibited provisions excessive, no autonomy requirements。s 18 and the eighth session of the third, the spirit of the fourth plenary session, reflecting the experience of studying and implementing the General Secretary Xi Jinping series of important speech, reflects the party39。 follow the correct direction, grasp the limited goals, adhere to the party39。 the third part introduces two party regulations modified the main changes and needs to grasp several key problems。 rule around the party discipline, disciplinary ruler requirements, listed as negative list, focusing on vertical gauge, draw the party anizations and Party members do not touch the bottom line . Here, the main from four square face two party rules of interpretation: the first part introduces two party Revised regulations the necessity and the revision process。 此辦法解釋權歸總經(jīng)理室，自公布之日實行。員工在開發(fā)新客戶時不得弄虛作假，不得采取“銷戶另開”、“更改客戶信息”、“柜前攔截客戶”、利用崗位便利等虛報客戶，一經(jīng)查實將扣發(fā)當季所有獎勵，并視情給予經(jīng)濟處罰，情節(jié)嚴重者給予除名處理。 在紫金私人顧問一對一服務過程中，客戶需自己指定的理財人員，該客戶將從次月起各相關業(yè)務量在轉入被指定的理財人員名下，轉入方法由被指定的理財人員提出書面申請，原客戶經(jīng)理確認， 報總經(jīng)理 室審批，由運行 中心在 CRM系統(tǒng)中調整轉入。 年內(nèi)有較大貢獻 非流通股開發(fā)、重大業(yè)務創(chuàng)新及風險防范以及受到公司級表彰等，在每年年底由營業(yè)部經(jīng)營決策小組認定后給予相應的加分，加分不超過 20分。 對新業(yè)務的反映速度 分情況確定加分標準，滿分 10分。 風險控制執(zhí)行情況季度分數(shù)最高為 5分，年終確定總分值。 ② 核查單未及時落實處理，逾期一天扣 1 分。 (3)、一般風 險項目，該類項目發(fā)生一次扣 1分。 ⑤ 決策小組會議制度和會議記錄達不到要求。 ③ 業(yè)務人員操作不當，日終交易清算出現(xiàn)托管證券不平或透 13 支，不及時處理。 ① 由于風險監(jiān)管措施不力，造成損失小于 10萬元。 ② 由于風險監(jiān)管措施不力，造成損失超過 10萬元。具體標準如下： (1)、 一票否決項目，該類項目發(fā)生一次扣 10 分。 完成情況 得分 無法勝任 1 基本能完成本職工作 3 本職工作完成得較好 4 保質保量地完成了本職工作 5 創(chuàng)造性地完成了本職工作 6 說明 :員工日常本職工作完成較好，工作效率較高者得全分或視情況加分；日常本職工作完成較差，工作效率低，工作積壓嚴重，經(jīng)常出差錯者，可視情況扣分。 20 20 20 IV、 評分細則： R＝指標完成率 R值范圍 得分 R≥ 100% 5 90%≤ R100% 4 70%≤ R90% 3 50%≤ R70% 2 R50% 1 R=營銷隊伍編制滿員率 R值范圍 得 分 R≥ 100% 5 90%≤ R100% 4 70%≤ R90% 3 11 50%≤ R70% 2 R50% 1 R=理財服務產(chǎn)品推廣率、（投資組合關 聯(lián)度、客戶收益率超越度） R值范圍 得 分 90100% 5 7090% 4 3070% 3 1030% 2 10%以內(nèi) 1 理財服務產(chǎn)品推廣廣度或積分計劃推廣廣度低于 30% 0 IIV、日常行為規(guī)范 考核內(nèi)容 考核說明 按時上下班，不遲到、不早退 1）遲